Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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RMG RISKMETRICS GROUP INC COM STK Y 14
3/31/2008 17,726
3/31/2008 19.35 $ 342,998.10
RMK HIGH INCOME FD,INC. Y 34
3/31/2008 128,345
3/31/2008 3.51 $
450,490.95 RMKMF ROXMARK MINES LTD N 3/31/2008 21,000 3/31/2008 0.14 $ 2,940.00 RMKR RAINMAKER SYSTEMS INC NEW Y 21
3/31/2008 70,109
3/31/2008 3.25 $
227,854.25 RMS RYDEX ETF TR INVERSE S&P MIDCA Y 48
3/31/2008 16,323
3/31/2008 90.95 $ 1,484,576.85
ROYCE MICRO-CAP TRUST INC N 3/31/2008 13,427 3/31/2008 10.58 $ 142,057.66 RNCH Rancher Energy Corp. Common St N 3/31/2008 89,729 3/31/2008 0.39 $ 34,994.31 RNGZY ROSNEFTEGAZSTROY JSC SPN ADR Y 33
3/31/2008 64,527
3/31/2008 0.34 $
21,939.18 RNST RENASANT CORPORATAION N 3/31/2008 19,637 3/31/2008 22.50 $ 441,832.50 RNWF Renewal Fuels, Inc. Common Sto Y 54
3/31/2008 69,725
3/31/2008 0.10 $
6,972.50 ROHI ROTECH HEALTHCARE INC COM N 3/31/2008 16,663 3/31/2008 0.32 $ 5,332.16 ROMA ROMA FINANCIAL CORPORATION COM Y 7
26,779 3/31/2008 14.91 $ 399,274.89 ROTB ROTOBLOCK CORP Y 14
3/31/2008 46,164
3/31/2008 0.06 $
2,769.84 ROY INTERNATIONAL ROYALTY CORP (CD N 3/31/2008 32,789 3/31/2008 5.04 $ 165,256.56 RPF COHEN & STEERS PREMIUM INCM RL Y 7
18,752 3/31/2008 15.46 $ 289,905.92 RPID RAPID LINK INCORPORATED N 3/31/2008 23,069 3/31/2008 0.08 $ 1,845.52 RPRX REPROS THERAPEUTICS INC COM ST Y 20
3/31/2008 76,283
3/31/2008 9.78 $
746,047.74 RQI COHEN&STEERS QUALITY INC RLTY Y 43
3/31/2008 182,177
3/31/2008 15.81 $ 2,880,218.37
Reality Racing, Inc. New Commo Y 16
3/31/2008 28,272
3/31/2008 0.01 $
282.72 RRLB Red Reef Laboratories Internat N 3/31/2008 10,858 3/31/2008 0.00 $ 38.00
RRR RSC HOLDINGS, INC Y 11
3/31/2008 24,667
3/31/2008 10.90 $ 268,870.30
RYDEX 2X RUSSELL 2000 ETF Y 29
3/31/2008 14,571
3/31/2008 54.30 $ 791,256.30
RMK STRATEGIC INCOME FUND INC Y 52
3/31/2008 16,611
3/31/2008 3.18 $
52,822.98 RSFF RESOLVE STAFFING, INC. NEW Y 5
49,162 3/31/2008 0.00 $ 49.16
RSHN RUSHNET INC N 3/31/2008 4,126,700 3/31/2008 0.00 $ 412.67
RSMI RIM SEMICONDUCTOR COMPANY Y 139
3/31/2008 861,409
3/31/2008 0.01 $
11,542.88 RSO RESOURCE CAPITAL CORP Y 76
3/31/2008 333,339
3/31/2008 7.57 $
2,523,376.23 RSP RYDEX S & P EQUAL WEIGHT ETF Y 37
3/31/2008 50,734
3/31/2008 42.81 $ 2,171,922.54
RSIN SYSTEMS INC N 3/31/2008 15,584 3/31/2008 1.05 $ 16,363.20 RSU RYDEX 2X Y 47
3/31/2008 59,582
3/31/2008 56.98 $ 3,395,250.48
RTG VENTURES INC Y 10
3/31/2008 285,610
3/31/2008 0.04 $
11,995.62 RTH RETAIL HOLDRS TRUST (HOLDRS) 1 Y 369
3/31/2008 324,091
3/31/2008 91.65 $ 29,702,940.15
58
Mark-to-Market Value of FTDs on March 31, 2008 2723
2724 2725
2726 2727
2728 2729
2730 2731
2732 2733
2734 2735
2736 2737
2738 2739
2740 2741
2742 2743
2744 2745
2746 2747
2748 2749
2750 2751
2752 2753
2754 2755
2756 2757
2758 2759
2760 2761
2762 2763
2764 2765
2766 2767
2768 2769
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE RTK RENTECH, INC Y 63
3/31/2008 1,398,157 3/31/2008 0.89 $
1,244,359.73 RTL ISHARES TR FTSE NAREIT RETAIL N 3/31/2008 30,803 3/31/2008 36.93 $ 1,137,554.79 RTNWS RAYTHEON COMPANY WTS EXP 6/16/ N 3/31/2008 15,939 3/31/2008 27.95 $ 445,495.05 RTP RIO TINTO PLC ADS (4 ORD SHS) N 3/31/2008 172,600 3/31/2008 411.84 $ 71,083,584.00 RTRAF ROMARCO MINERALS INC NEW Y 18
3/31/2008 150,000
3/31/2008 0.17 $
25,500.00 RUNI REUNION INDUSTRIES,INC Y 13
3/31/2008 95,370
3/31/2008 0.20 $
19,074.00 RUNU Rudy Nutrition Common Stock Y 51
3/31/2008 123,722
3/31/2008 0.91 $
112,587.02 RVGD REVENGE DESIGNS INC COMMON STO Y 101
3/31/2008 1,310,940 3/31/2008 0.00 $
2,228.60 RVI RETAIL VENTURES INC. (HOLDING N 3/31/2008 12,498 3/31/2008 4.85 $ 60,615.30 RVREF RIVERSTONE RESOURCES INC (F) N 3/31/2008 154,100 3/31/2008 0.29 $ 44,303.75 RWF COHEN & STEERS WORLDWIDE REALT Y 88
3/31/2008 97,086
3/31/2008 14.86 $ 1,442,697.96
RAILWORKS CORP N 3/31/2008 36,900 10/13/2006 - $
RWR SPDR SER TR DJ WILSHIRE REIT E Y 16
3/31/2008 59,697
3/31/2008 70.01 $ 4,179,386.97
REDWOOD TST INC Y 161
3/31/2008 1,527,266 3/31/2008 36.35 $ 55,516,119.10
SPDR DJ WILSHIRE INTERNATIONAL Y 96
3/31/2008 54,629
3/31/2008 52.85 $ 2,887,142.65
RXELITE, INC. COMMON STOCK (DE Y 5
56,008 3/31/2008 0.29 $ 16,242.32 RXII RXI PHARMACEUTICALS CORP COM Y 28
3/31/2008 72,070
3/31/2008 9.50 $
684,665.00 RXL ULTRA HEALTH CARE PROSHARES TR Y 53
3/31/2008 17,655
3/31/2008 54.85 $ 968,376.75
ROYAL BANK OF CANADA N 3/31/2008 13,178 3/31/2008 46.50 $ 612,777.00 RYAAY RYANAIR HOLDINGS PLC SPNS ADR Y 6
146,039 3/31/2008 28.28 $ 4,129,982.92 RYH S&P EQUAL WEIGHT HEALTH CARE R Y 44
3/31/2008 692,149
3/31/2008 51.37 $ 35,555,694.13
RYLAND GROUP INC N 3/31/2008 23,374 3/31/2008 32.89 $ 768,770.86 RYQG ROYAL QUANTUM GROUP INC N 3/31/2008 66,860 3/31/2008 0.43 $ 28,749.80 RYSMF ROYAL STANDARD MIN INC (F) N 3/31/2008 33,561 3/31/2008 0.26 $ 8,725.86 RYU S&P EQUAL WEIGH UTILITIES RYDE Y 5
10,131 3/31/2008 52.40 $ 530,864.40 RZ RASER TECHNOLOGIES INC N 3/31/2008 291,488 3/31/2008 8.49 $ 2,474,733.12 SA SEABRIDGE GOLD INC Y 34
3/31/2008 21,172
3/31/2008 24.00 $ 508,128.00
SABA SOFTWARE INC Y 17
3/31/2008 30,940
3/31/2008 3.75 $
116,025.00 SAF SAFECO CORP Y 6
12,534 3/31/2008 43.88 $ 549,991.92 SAGDF STRATAGOLD CORP (CANADA) N 3/31/2008 16,000 3/31/2008 0.19 $ 3,040.00 SAI SAIC INC COM N 3/31/2008 22,417 3/31/2008 18.59 $ 416,732.03 SAOL Sao Luis Mining, Inc. Common S Y 28
3/31/2008 21,369
3/31/2008 0.06 $
1,175.30 SAP SAP AKTIENGESELL ADS (EA REPST Y 24
3/31/2008 92,480
3/31/2008 49.57 $ 4,584,233.60
SATCON TECHNOLOGY CORP Y 129
3/31/2008 21,645
3/31/2008 1.77 $
38,311.65 SATS ECHOSTAR CORP CL A (NV) N 3/31/2008 44,115 3/31/2008 29.54 $ 1,303,157.10 SAY SATYAM COMPUTER SERVICES LTD N 3/31/2008 61,333 3/31/2008 22.59 $ 1,385,512.47 SBB SHORT SMALLCAP600 PROSHARES Y 58
3/31/2008 10,213
3/31/2008 75.94 $ 775,575.22
SEACOAST BKG CORP FLA Y 86
3/31/2008 116,963
3/31/2008 10.95 $ 1,280,744.85
SINCLAIR BROADCAST GP INC CL A N 3/31/2008 24,186 3/31/2008 8.91 $ 215,497.26 SBH SALLY BEAUTY HLDGS INC N 3/31/2008 14,170 3/31/2008 6.90 $ 97,773.00 SBJX SUBJEX CORP N 3/31/2008 18,500 3/31/2008 0.02 $ 333.00
SBKC SECURITY BANK CORP Y 102
3/31/2008 332,910
3/31/2008 7.95 $
2,646,634.50 SBP SANTANDER BANCORP(HLDG CO) N 3/31/2008 17,098 3/31/2008 10.11 $ 172,860.78 SBSA SPANISH BROADCASTING SYS INC A Y 5
205,862 3/31/2008 1.77 $ 364,375.74 SBSI SOUTHSIDE BANCSHARES INC Y 14
3/31/2008 70,535
3/31/2008 22.92 $ 1,616,930.23
SECURITY CAPITAL ASSURANCE LTD Y 70
3/31/2008 445,936
3/31/2008 0.52 $
231,886.72 SCD LMP CAPITAL AND INCOME FUND IN N 3/31/2008 31,075 3/31/2008 16.09 $ 499,996.75 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 59
Mark-to-Market Value of FTDs on March 31, 2008 2770
2771 2772
2773 2774
2775 2776
2777 2778
2779 2780
2781 2782
2783 2784
2785 2786
2787 2788
2789 2790
2791 2792
2793 2794
2795 2796
2797 2798
2799 2800
2801 2802
2803 2804
2805 2806
2807 2808
2809 2810
2811 2812
2813 2814
2815 2816
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE SCEY Sun Cal Energy, Inc. Common St Y 6
89,244 3/31/2008 0.46 $ 40,606.02 SCGLY SOCIETE GENERALE FRANCE SP ADR Y 174
3/31/2008 10,631
3/31/2008 19.60 $ 208,367.60
SCHWAB CHARLES CORP N 3/31/2008 231,880 3/31/2008 18.83 $ 4,366,300.40 SCI SERVICE CORP INTL N 3/31/2008 18,022 3/31/2008 10.14 $ 182,743.08 SCII STEM CELL THERAPY INTL INC N 3/31/2008 11,460 3/31/2008 0.17 $ 1,948.20 SCLD STEELCLOUD INC Y 43
3/31/2008 16,050
3/31/2008 1.03 $
16,531.50 SCLN SCICLONE PHARMACEUTICALS INC N 3/31/2008 37,401 3/31/2008 1.89 $ 70,687.89 SCON SUPERCONDUCTOR TECHS INC Y 148
3/31/2008 69,141
3/31/2008 4.48 $
309,751.68 SCOXQ SCO GROUP INC (THE) N 3/31/2008 14,754 3/31/2008 0.12 $ 1,770.48 SCPZF SPROTT RESOURCE CORP ORD SHS ( Y 39
3/31/2008 10,540
3/31/2008 2.16 $
22,766.40 SCRX SCIELE PHARMA INC COM STK N 3/31/2008 83,727 3/31/2008 19.50 $ 1,632,676.50 SCU STORM CAT ENERGY CORPORATION Y 63
3/31/2008 228,302
3/31/2008 0.74 $
168,943.48 SCVM SCIVANTA MEDICAL CORP COM STK N 3/31/2008 32,800 3/31/2008 0.13 $ 4,264.00 SCYA SECURITY ASSET CAPITAL CORP N 3/31/2008 144,675 3/31/2008 - $
SDD ULTRASHORT SMALLCAP600 PROSHAR Y 120
3/31/2008 38,079
3/31/2008 79.62 $ 3,031,849.98
SECURED DIGITAL APPLICATIONS I N 3/31/2008 31,040 3/31/2008 0.12 $ 3,662.72 SDK ULTRASHORT RUSSELL MIDCAP GROW Y 70
3/31/2008 15,479
3/31/2008 78.70 $ 1,218,197.30
ULTRASHORT UTILITIES PROSHARES Y 34
3/31/2008 24,469
3/31/2008 61.07 $ 1,494,321.83
SIDNEY RESOURCES CORP N 3/31/2008 12,965 3/31/2008 0.04 $ 518.60
SDRG SILVER DRAGON RESOURCES INC. Y 10
3/31/2008 522,101
3/31/2008 0.28 $
146,188.28 SDTH ShengdaTech, Inc. Common Stock Y 41
3/31/2008 165,699
3/31/2008 8.50 $
1,408,441.50 SDXC SWITCH & DATA FACILITIES COMPA N 3/31/2008 40,435 3/31/2008 10.21 $ 412,841.35 SDXMF SEDEX MINING CORPORATION N 3/31/2008 36,000 3/31/2008 0.03 $ 1,220.40 SEED ORIGIN AGRITECH LIMITED Y 136
3/31/2008 76,415
3/31/2008 5.28 $
403,471.20 SEP SPECTRA ENERGY PARTNERS, LP CO N 3/31/2008 24,941 3/31/2008 24.24 $ 604,569.84 SESI SES Solar Inc. Common Stock N 3/31/2008 40,446 3/31/2008 0.64 $ 25,885.44 SF STIFEL FINANCIAL CORP N 3/31/2008 22,796 3/31/2008 44.90 $ 1,023,540.40 SFD SMITHFIELD FOODS,INC N 3/31/2008 28,404 3/31/2008 25.76 $ 731,687.04 SFE SAFEGUARD SCIENTIFICS INC N 3/31/2008 483,788 3/31/2008 1.49 $ 720,844.12 SFEG Santa Fe Gold Corporation Comm Y 11
3/31/2008 88,954
3/31/2008 0.78 $
69,384.12 SFI ISTAR FINANCIAL INC N 3/31/2008 461,011 3/31/2008 14.03 $ 6,467,984.33 SFIPRE ISTAR FINANCIAL INC 7.875% PFD N 3/31/2008 25,493 3/31/2008 15.52 $ 395,651.36 SFK ULTRASHORT RUSSELL 1000 GROWTH Y 74
3/31/2008 57,151
3/31/2008 75.10 $ 4,291,857.22
SHUTTERFLY, INC Y 6
57,288 3/31/2008 14.87 $ 851,872.56 SFMI Silver Falcon Mining, Inc. Cla N 3/31/2008 103,639 3/31/2008 0.07 $ 7,254.73 SFPI SALTON INC Y 61
3/31/2008 15,695
3/31/2008 0.27 $
4,237.65 SFRSF SILVER FIELDS RESOURCES INC CO N 3/31/2008 10,000 3/31/2008 0.07 $ 700.00
SFSF SUCCESSFACTORS INC COM STK (DE N 3/31/2008 348,452 3/31/2008 9.76 $ 3,400,891.52 SFUN SAIFIN SEMICONDUCTORS LTD ORD Y 7
186,066 3/17/2008 7.38 $ 1,373,167.08 SGAS Sino Gas International Holding N 3/31/2008 32,207 3/31/2008 2.28 $ 73,431.96 SGCNF SUNRIDGE GOLD CORP(F) Y 21
3/31/2008 11,000
3/31/2008 1.13 $
12,430.00 SGCP Sierra Gold Corporation Common N 3/31/2008 24,472 3/31/2008 0.03 $ 660.74
SGCR STRATEGIC RESOURCES LTD. COMMO N 3/31/2008 15,287 3/31/2008 0.10 $ 1,528.70 Download 3.52 Mb. Do'stlaringiz bilan baham: 
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