Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
TRST TRUSTCO BK CORP N Y N 3/31/2008 17,805 3/31/2008 8.89 $ 158,286.45 TRYB
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TRST TRUSTCO BK CORP N Y N 3/31/2008 17,805 3/31/2008 8.89 $ 158,286.45 TRYB TRIARC COMPANIES INC CL B COM N 3/31/2008 49,657 3/31/2008 6.91 $ 343,129.87 TS TENARIS S.A. ADS (EA REPTG 2 O Y 11
3/31/2008 88,204
3/31/2008 49.85 $ 4,396,969.40
TOWER SEMICONDUCTOR LTD Y 76
3/31/2008 340,251
3/31/2008 1.03 $
350,458.53 TSICQ TROPICAL SPORTSWEAR INTL CORP Y 106
3/31/2008 770,183
8/9/2005 0.01 $
7,701.83 TSL TRINA SOLAR LIMITED ADS (EA RE Y 148
3/31/2008 498,291
3/31/2008 30.74 $ 15,317,465.34
TRANS1 INC COM N 3/31/2008 44,708 3/31/2008 11.65 $ 520,848.20 TSP TELECOMUNICACOED DE SAO PAULO N 3/31/2008 22,334 3/31/2008 25.03 $ 559,020.02 TSSP Trendsetter Solar Products, In N 3/31/2008 163,517 3/31/2008 0.00 $ 49.06
TSTC TELESTONE TECHNOLOGIES CORP Y 29
3/31/2008 48,106
3/31/2008 4.66 $
224,173.96 TSU TIM PARTICIPACOES S.A. ADS (EA N 3/31/2008 51,141 3/31/2008 32.29 $ 1,651,342.89 TT TRANE INC N 3/31/2008 16,457 3/31/2008 45.90 $ 755,376.30 TTCH TTCM CHINA, INC. Y 46
3/31/2008 134,199
3/31/2008 0.01 $
1,677.49 TTDS TRITON DISTRIBUTION SYSTEMS IN Y 13
3/31/2008 10,000
3/31/2008 0.21 $
2,100.00 TTEG TURBINE TRUCK ENGINES, INC N 3/31/2008 29,384 3/31/2008 0.15 $ 4,407.60 TTRIF THERMO TECH TECHNOLOGIES INC Y 7
202,230 3/31/2008 0.00 $ 20.22
TTSP TRANSTECH SERVICES PARTNERS IN Y 29
3/31/2008 11,300
3/31/2008 7.45 $
84,185.00 TTWO TAKE-TWO INTERACTIVE SOFTWARE Y 289
3/31/2008 398,852
3/31/2008 25.52 $ 10,178,703.04
Tube Media Corp. (The) Common N 3/31/2008 36,400 3/31/2008 0.00 $ 40.04
TUBR TUBEAROO, INC. COM STK Y 52
3/31/2008 23,606
3/31/2008 0.24 $
5,665.44 TUEFF TITAN URANIUM INC. (CANADA) Y 75
3/31/2008 35,500
3/31/2008 0.53 $
18,907.30 TUES TUESDAY MORNING CORPORATION Y 5
195,864 3/31/2008 5.18 $ 1,014,575.52 TUIC TRANSPORTATION COMPONENTS INC. N 3/31/2008 32,891 3/31/2008 0.01 $ 164.46
TUP TUPPERWARE BRANDS CORP N 3/31/2008 19,857 3/31/2008 38.68 $ 768,068.76 TVCZF TOURNIGAN GOLD CORP N 3/31/2008 50,862 3/31/2008 0.98 $ 49,844.76 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 68
Mark-to-Market Value of FTDs on March 31, 2008 3193
3194 3195
3196 3197
3198 3199
3200 3201
3202 3203
3204 3205
3206 3207
3208 3209
3210 3211
3212 3213
3214 3215
3216 3217
3218 3219
3220 3221
3222 3223
3224 3225
3226 3227
3228 3229
3230 3231
3232 3233
3234 3235
3236 3237
3238 3239
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE TVIA TVIA INC Y 40
3/31/2008 24,977
3/31/2008 0.03 $
749.31 TVLS Travelstar, Inc. Common Stock N 3/31/2008 13,274 3/31/2008 0.22 $ 2,920.28 TVOG TURNER VALLEY OIL & GAS INC N 3/31/2008 50,477 3/31/2008 0.01 $ 504.77
TWDIF TRADE WINDS VENTURES INC Y 20
3/31/2008 1,110,000 3/31/2008 0.20 $
219,225.00 TWER Towerstream Corporation Common Y 23
3/31/2008 62,189
3/31/2008 1.21 $
75,248.69 TWI TITAN INTL (ILLINOIS)INC. Y 33
3/31/2008 20,137
3/31/2008 30.61 $ 616,393.57
TRENWICK GROUP (HOLDING CO) N 3/31/2008 67,799 3/31/2008 0.00 $ 33.90
TWN TAIWAN FUND INC Y 7
82,539 3/31/2008 18.60 $ 1,535,225.40 TWP TREX CO INC Y 263
3/31/2008 198,065
3/31/2008 7.88 $
1,560,752.20 TWTRQ TWEETER HOME ENTERTMT GR INC Y 13
3/31/2008 15,500
3/31/2008 0.01 $
155.00 TXCC TRANSWITCH CORP Y 18
3/31/2008 13,313
3/31/2008 0.75 $
9,984.75 TXEG THEATER XTREME ENTERTAINMENT G Y 20
3/31/2008 94,729
3/31/2008 0.42 $
39,786.18 TXHE TEXHOMA ENERGY, INC NEW N 3/31/2008 251,400 3/31/2008 - $
TXI TEXAS INDUSTRIES INC N 3/31/2008 156,785 3/31/2008 60.11 $ 9,424,346.35 TXT TEXTRON INCORPORATED OF DEL N 3/31/2008 28,325 3/31/2008 55.42 $ 1,569,771.50 TYC TYCO INTERNATIONAL LTD NEW N 3/31/2008 11,442 3/31/2008 44.05 $ 504,020.10 TYG TORTOISE ENERGY INFRASTRUCTURE Y 39
3/31/2008 21,349
3/31/2008 30.00 $ 640,470.00
TRAVELZOO INC Y 105
3/31/2008 15,759
3/31/2008 11.04 $ 173,979.36
UNDER ARMOUR INC CL A Y 112
3/31/2008 1,768,149 3/31/2008 36.60 $ 64,714,253.40
UNIVERSAL AMERICAN CORP N 3/31/2008 27,388 3/31/2008 10.60 $ 290,312.80 UAMA UNITED AMERICAN CORPORATION N 3/31/2008 35,000 3/31/2008 0.02 $ 525.00
UAMY U S ANTIMONY CORP Y 6
19,283 3/31/2008 0.60 $ 11,569.80 UAPH UAP HOLDING CORP Y 15
3/31/2008 10,563
3/31/2008 38.34 $ 404,985.42
UAL CORPORATION NEW N 3/31/2008 12,976 3/31/2008 21.53 $ 279,373.28 UBFO UNITED SECURITY BANCSHARES Y 133
3/31/2008 111,035
3/31/2008 16.80 $ 1,865,388.00
UBID.COM HOLDINGS INC Y 48
3/31/2008 29,916
3/31/2008 0.60 $
17,949.60 UBS USB AG (NEW) N 3/31/2008 455,758 3/31/2008 25.61 $ 11,673,329.65 UBSH UNION BANKSHARES CORP N 3/31/2008 12,668 3/31/2008 19.37 $ 245,379.16 UCBH UCBH HOLDINGS INC N 3/31/2008 309,223 3/31/2008 7.76 $ 2,399,570.48 UCBI UNITED COMMUNITY BANKS INC Y 72
3/31/2008 541,758
3/31/2008 16.98 $ 9,199,050.84
UNITED COMMUNITY FINANCIAL CP N 3/31/2008 29,090 3/31/2008 6.20 $ 180,358.00 UCPC UNICAPITAL CORPORATION N 3/31/2008 511,700 3/31/2008 - $
UCPI UNICORP INC NEW Y 9
59,194 3/31/2008 0.10 $ 5,919.40 UCRSF URANIUM CITY RES INC (CANADA) N 3/31/2008 12,779 3/31/2008 0.13 $ 1,661.27 UDGI UNIDIGITAL INC N 3/31/2008 27,557 3/31/2008 - $
UDHI UNION DENTAL HOLDINGS INC Y 121
3/31/2008 82,282
3/31/2008 0.01 $
526.60 UDR UDR INC COM N 3/31/2008 22,598 3/31/2008 24.52 $ 554,102.96 UDTT UNIVERSAL DETECTION TECHNOLOGY Y 44
3/31/2008 256,214
3/31/2008 0.00 $
179.35 UFEN UNITED FUEL & ENERGY CORP Y 29
3/31/2008 15,850
3/31/2008 1.40 $
22,190.00 UFFC UFOOD RESTAURANT GROUP INC N 3/31/2008 22,426 3/31/2008 1.20 $ 26,911.20 UGA UNITED STATES GASOLINE FUND LP Y 32
3/31/2008 16,382
3/31/2008 48.51 $ 794,690.82
UNIGOLD INC N 3/31/2008 55,000 3/31/2008 0.43 $ 23,650.00 UGNE UNIGENE LABS INC N 3/31/2008 18,033 3/31/2008 1.85 $ 33,361.05 UGSI UNERGROUND SOLUTIONS INC. N 3/31/2008 20,142 3/31/2008 0.30 $ 5,941.89 UGTH U.S. GEOTHERMAL INC Y 49
3/31/2008 32,295
3/31/2008 2.25 $
72,663.75 UHAL AMERCO
N 3/31/2008 11,606 3/31/2008 57.09 $ 662,586.54 UHCP UNITED HERITAGE CORP Y 36
3/31/2008 14,425
3/31/2008 0.85 $
12,261.25 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 69
Mark-to-Market Value of FTDs on March 31, 2008 3240
3241 3242
3243 3244
3245 3246
3247 3248
3249 3250
3251 3252
3253 3254
3255 3256
3257 3258
3259 3260
3261 3262
3263 3264
3265 3266
3267 3268
3269 3270
3271 3272
3273 3274
3275 3276
3277 3278
3279 3280
3281 3282
3283 3284
3285 3286
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE UHCR ULYSSES HOLDING CORP COM N 3/31/2008 11,923 3/31/2008 0.06 $ 715.38
UITK ULTITEK LTD N 3/31/2008 33,977 3/31/2008 0.04 $ 1,393.06 UKK ULTRA RUSSELL 2000 GROWTH PROS Y 73
3/31/2008 79,695
3/31/2008 47.66 $ 3,798,263.70
ULTRA RUSSELL MIDCAP GROWTH PR Y 73
3/31/2008 29,193
3/31/2008 51.92 $ 1,515,700.56
UROLOGIX INC N 3/31/2008 12,888 3/31/2008 0.82 $ 10,568.16 ULTA ULTA SALON, COSMETICS & FRAGRA N 3/31/2008 110,968 3/31/2008 14.04 $ 1,557,990.72 ULTR ULTRAPETROL (BAHAMAS) LTD COM Y 26
3/31/2008 93,276
3/31/2008 10.24 $ 955,146.24
Ultra Uranium Corp. Ordinary S N 3/31/2008 15,500 3/31/2008 0.31 $ 4,805.00 UMC UNITED MICROELECTRONICS CORP A N 3/31/2008 11,465 3/31/2008 3.38 $ 38,751.70 UMNG UMining Resources Inc. Common N 3/31/2008 17,427 3/31/2008 0.01 $ 104.56
UMPQ UMPQUA HOLDINGS CORP Y 24
3/31/2008 1,039,646 3/31/2008 15.51 $ 16,124,909.46
UNICA CORP Y 7
11,557 3/31/2008 6.80 $ 78,587.60 UNFI UNITED NATURAL FOODS INC N 3/31/2008 17,889 3/31/2008 18.71 $ 334,703.19 UNG UNITED STATES NATURAL GAS FUND Y 103
3/31/2008 247,409
3/31/2008 48.50 $ 11,999,336.50
UNITEDHEALTH GROUP INC N 3/31/2008 17,952 3/31/2008 34.36 $ 616,830.72 UPL ULTRA PETROLEUM CORP N 3/31/2008 16,329 3/31/2008 77.50 $ 1,265,497.50 UPS UNITED PARCEL SERVICE,INC.CL B N 3/31/2008 63,388 3/31/2008 73.02 $ 4,628,591.76 UPXE UNAPIX ENTERTAINMENT INC N 3/31/2008 12,533 3/31/2008 - $
URHN Uranium Hunter Corporation Com N 3/31/2008 28,071 3/31/2008 0.40 $ 11,228.40 URRE Uranium Resources, Inc. New Co Y 33
3/31/2008 289,040
3/31/2008 5.99 $
1,731,349.60 URXE Urex Energy Corp. Common Stock Y 13
3/31/2008 11,374
3/31/2008 0.14 $
1,592.36 URZ URANERZ ENERGY CORP Y 106
3/31/2008 49,291
3/31/2008 2.23 $
109,918.93 USBPRE USB CAP VI GTD TR PFD N 3/31/2008 11,947 3/31/2008 19.82 $ 236,789.54 USCS USCORP
N 3/31/2008 24,500 3/31/2008 0.16 $ 3,920.00 USEI US Energy Initiatives Corporat Y 82
3/31/2008 10,794
3/31/2008 0.00 $
16.19 USEY U.S.ENERGY SYSTEMS INC Y 40
3/31/2008 18,082
3/31/2008 0.22 $
3,978.04 USFI US Farms, Inc. Common Stock Y 6
1,129,716 3/31/2008 0.16 $ 180,754.56 USG USG CORP (NEW) Y 111
3/31/2008 275,121
3/31/2008 36.82 $ 10,129,955.22
USANA HEALTH SCIENCES INC Y 288
3/31/2008 2,029,207 3/31/2008 22.03 $ 44,703,430.21
U.S. National Telecom, Inc. Co Y 5
230,000 3/31/2008 0.00 $ 460.00
USO UNITED STATES OIL FUND, LP Y 349
3/31/2008 1,312,208 3/31/2008 81.36 $ 106,761,242.88
ULTRA SHIELD PRODUCTS INTL INC N 3/31/2008 11,000 1/30/2008 - $
USPR U S PRECIOUS METALS INC Y 7
29,214 3/31/2008 0.90 $ 26,292.60 USS U.S. SHIPPING PARTNERS L.P. CO Y 86
3/31/2008 24,724
3/31/2008 11.92 $ 294,710.08
U.S. Sustainable Energy Corp. Y 23
3/31/2008 18,410
3/31/2008 0.02 $
405.02 USSU USA Superior Energy Holdings, Y 16
3/31/2008 52,350
3/31/2008 0.24 $
12,564.00 USTG UNITED SYSTEMS TECHNOLOGY, INC N 3/31/2008 47,788 3/31/2008 0.09 $ 4,253.13 USU USEC INC Y 9
47,731 3/31/2008 3.70 $ 176,604.70 USVO USA VIDEO INTERACTIVE CRP N 3/31/2008 17,896 3/31/2008 0.13 $ 2,237.00 UTHR UNITED THERAPEUTICS CORP Y 5
119,592 3/31/2008 86.70 $ 10,368,626.40 UTI UNIVERSAL TECHNICAL INSTITUTE N 3/31/2008 13,471 3/31/2008 11.73 $ 158,014.83 UTIW UTI WORLDWIDE INC Y 6
15,764 3/31/2008 20.08 $ 316,541.12 UTLM USTELEMATICS, INC. COMMON STOC Y 12
3/31/2008 19,610
3/31/2008 0.49 $
9,608.90 UTSI UTSARCOM INC Y 221
3/31/2008 789,933
3/31/2008 2.84 $
2,243,409.72 UTVG Universal Travel Group Common N 3/31/2008 23,074 3/31/2008 1.57 $ 36,226.18 UTYW UNITY WIRELESS CORPORATION Y 85
3/31/2008 19,000
3/31/2008 0.03 $
570.00 UUP POWERSHARES DB U S DLR INDEX T Y 56
3/31/2008 13,587
3/31/2008 22.40 $ 304,348.80
70
Mark-to-Market Value of FTDs on March 31, 2008 3287
3288 3289
3290 3291
3292 3293
3294 3295
3296 3297
3298 3299
3300 3301
3302 3303
3304 3305
3306 3307
3308 3309
3310 3311
3312 3313
3314 3315
3316 3317
3318 3319
3320 3321
3322 3323
3324 3325
3326 3327
3328 3329
3330 3331
3332 3333
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