Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
AOPL APPONLINE.COM INC N 3/31/2008 17,336 3/31/2008 0.00 $ 17.34 AOVTF
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AOPL APPONLINE.COM INC N 3/31/2008 17,336 3/31/2008 0.00 $ 17.34
AOVTF Andover Ventures Inc Common Sh N 3/31/2008 11,000 3/31/2008 0.38 $ 4,180.00 APA APACHE CORP N 3/31/2008 49,098 3/31/2008 120.82 $ 5,932,020.36 APAGF APCO ARGENTINA CAYMN ISL N 3/31/2008 17,322 3/31/2008 25.97 $ 449,852.34 APB ASIA PACIFIC FUND INC N 3/31/2008 29,552 3/31/2008 19.75 $ 583,652.00 APIO API Nanotronics Corp. Common S N 3/31/2008 178,652 3/31/2008 0.10 $ 16,971.94 APL ATLAS PIPELINE PARTNERS LP UTS Y 51
3/31/2008 472,381
3/31/2008 40.06 $ 18,923,582.86
ADVANCED PLANT PHARMACTCL Y 21
3/31/2008 59,341
3/31/2008 0.00 $
59.34 APPX APP PHARMACEUTICALS, INC. Y 18
3/31/2008 92,234
3/31/2008 12.08 $ 1,114,186.72
ASPENBIO PHARMA INC Y 16
3/31/2008 10,556
3/31/2008 5.78 $
61,013.68 APTCF Advanced Proteome Therapeutics N 3/31/2008 18,353 3/31/2008 0.37 $ 6,790.61 AQCI AQUATIC CELLULOSE INTL CORP N 3/31/2008 50,000 3/31/2008 - $
AQUA AQUACELL TECH INC Y 68
3/31/2008 47,031
3/31/2008 0.31 $
14,579.61 AQUI AQUAGOLD INTERNATIONAL, INC. C N 3/31/2008 221,749 3/31/2008 0.09 $ 18,848.67 AQWT AQUACELL WATER INC COM STK Y 17
3/31/2008 47,341
3/31/2008 0.12 $
5,680.92 ARA ARACRUZ CELULOSE S.A. (NEW) N 3/31/2008 27,409 3/31/2008 68.26 $ 1,870,938.34 ARAU AuraSound, Inc. Common Stock N 3/31/2008 27,000 3/31/2008 1.03 $ 27,810.00 ARCI APPLNC RECYCLNG CTRS AMER Y 73
3/31/2008 19,497
3/31/2008 4.91 $
95,730.27 ARE ALEXANDRIA REAL EST EQ INC N 3/31/2008 10,734 3/31/2008 92.72 $ 995,256.48 ARGA Auriga Laboratories, Inc. Comm Y 124
3/31/2008 1,035,050 3/31/2008 0.03 $
31,051.50 ARGL Argyle Security, Inc. Common S Y 51
3/31/2008 11,504
3/31/2008 6.50 $
74,776.00 ARGOF AMERIGO RESOURCES LTD Y 12
3/31/2008 94,941
3/31/2008 2.09 $
198,426.69 ARGY ALTERNATE ENERGY CORP Y 14
3/31/2008 69,905
3/31/2008 0.02 $
1,537.91 ARII AMERICAN RAILCAR INDUSTRIES IN Y 26
3/31/2008 115,297
3/31/2008 20.33 $ 2,343,988.01
BLACKROCK SR HIGH INCM FD INC N 3/31/2008 71,074 3/31/2008 4.87 $ 345,938.48 ARKAY ARKEMA SPONSORED ADR (FRANCE) N 3/31/2008 44,005 3/31/2008 56.35 $ 2,479,681.75 ARM ARVINMERITOR INC N 3/31/2008 179,483 3/31/2008 12.51 $ 2,245,332.33 ARNA ARENA PHARMACEUTICALS, INC. N 3/31/2008 23,323 3/31/2008 6.84 $ 159,529.32 ARQL ARQULE INC Y 10
3/31/2008 155,466
3/31/2008 4.28 $
665,394.48 ARSC AMERICAN SECURITY RESOURCES CO Y 7
40,443 3/31/2008 0.03 $ 1,051.52 ARTC ARTHROCARE CORP Y 112
3/31/2008 1,683,344 3/31/2008 33.35 $ 56,139,522.40
ARTES MEDICAL, INC COM Y 77
3/31/2008 49,879
3/31/2008 1.30 $
64,842.70 ARTI ARTFEST INTERNATIONAL, INC (NV Y 7
191,543 3/31/2008 0.08 $ 15,323.44 ARUN ARUBA NETWORKS, INC. Y 13
3/31/2008 35,359
3/31/2008 5.21 $
184,220.39 ARW ARROW ELECTRONICS INC N 3/31/2008 226,137 3/31/2008 33.65 $ 7,609,510.05 ARWR ARROWHEAD RESEARCH CORP Y 204
3/31/2008 432,857
3/31/2008 2.83 $
1,224,985.31 ASA ASA LIMITED Y 10
3/31/2008 26,100
3/31/2008 81.94 $ 2,138,634.00
5
Mark-to-Market Value of FTDs on March 31, 2008 232
233 234
235 236
237 238
239 240
241 242
243 244
245 246
247 248
249 250
251 252
253 254
255 256
257 258
259 260
261 262
263 264
265 266
267 268
269 270
271 272
273 274
275 276
277 278
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE ASAQ Ascend Acquisition Corp. Commo Y 15
3/31/2008 126,734
3/31/2008 5.80 $
735,057.20 ASAQW Ascend Acquisition Corp. Warra Y 66
3/31/2008 10,100
3/31/2008 0.09 $
909.00 ASBC ASSOCIATED BANC CORP N 3/31/2008 18,926 3/31/2008 26.63 $ 503,999.38 ASFI ASTA FUNDING INC Y 176
3/31/2008 134,122
3/31/2008 13.93 $ 1,868,319.46
Axion Spatial Imaging Inc New N 3/31/2008 6,399,333 3/31/2008 0.00 $ 5,119.47 ASIQ ASI ENTERTAINMENT INC. Y 7
23,706 3/31/2008 0.03 $ 616.36
ASMI ASM INTERNATL N.V Y 204
3/31/2008 293,039
3/31/2008 18.53 $ 5,430,012.67
ASML HOLDING NV NY REG SHS NEW Y 10
3/31/2008 95,652
3/31/2008 24.81 $ 2,373,126.12
ASPECT MEDICAL SYS INC Y 20
3/31/2008 120,085
3/31/2008 6.10 $
732,518.50 ASPZ ASIA PROPERTIES INC N 3/31/2008 14,747 3/31/2008 0.23 $ 3,318.08 ASTI ASCENT SOLAR TECHNOLOGIES INC Y 151
3/31/2008 691,431
3/31/2008 16.51 $ 11,415,525.81
AASTROM BIOSCIENCES INC Y 17
3/31/2008 11,466
3/31/2008 0.40 $
4,586.40 ASTR ASTRALIS LTD N 3/31/2008 25,929 3/31/2008 0.01 $ 259.29
ASTSF ASE TST LIMITED ORD SHS N 3/31/2008 26,046 3/31/2008 14.55 $ 378,969.30 ASTTY ASAT HLDGS LTD SPONS ADR (HK) N 3/31/2008 21,601 3/31/2008 0.25 $ 5,400.25 ASVI A S V INC Y 287
3/31/2008 265,754
3/31/2008 18.01 $ 4,786,229.54
ALLIED SECURITY INNOVATIONS IN Y 32
3/31/2008 124,906
3/31/2008 0.00 $
12.49 ASWD AMERICAN SOUTHWEST MUSIC DISTR N 3/31/2008 58,434 3/31/2008 0.01 $ 701.21
ASX AMER SEMI-COND ENG ADS (5CMSH) Y 84
3/31/2008 51,778
3/31/2008 4.83 $
250,087.74 ATADF ATAC RESOURCES LTD (CDA) Y 1
43,166 3/31/2008 0.33 $ 14,085.07 ATB ARLINGTON TANKERS LTD Y 7
30,926 3/31/2008 21.00 $ 649,446.00 ATDVF AUSTIN DEVELOPMENTS LTD Y 68
3/31/2008 40,000
3/31/2008 0.15 $
6,000.00 ATHN ATHENAHEALTH, INC. COM Y 103
3/31/2008 397,300
3/31/2008 23.67 $ 9,404,091.00
ADVANCED TISSUE SCIENCES INC N 3/31/2008 161,930 3/31/2008 0.01 $ 1,457.37 ATMEF ACTION MINERALS INC (CANADA) N 3/31/2008 11,000 3/31/2008 0.03 $ 330.00
ATN ATLAS ENERGY RESOURCES LLC COM Y 69
3/31/2008 311,832
3/31/2008 31.00 $ 9,666,792.00
ATLANTIS PLASTICS INC CL-A Y 66
3/31/2008 12,607
3/31/2008 0.15 $
1,891.05 ATPN AIR TEMP NORTH AMERICA, INC. C N 3/31/2008 25,000 3/31/2008 0.09 $ 2,250.00 ATREQ APPLETREE CO INC N 3/31/2008 63,602 3/31/2008 - $
ATSI ATS MEDICAL INC Y 7
218,764 3/31/2008 1.41 $ 308,457.24 ATT AT&T INC SR NT 6.375 N 3/31/2008 73,818 3/31/2008 24.98 $ 1,843,973.64 ATTG ASTRATA GROUP INCORPORATED Y 48
3/31/2008 33,700
3/31/2008 0.50 $
16,850.00 ATV ACORN INTERNATIONAL, INC. ADS Y 15
3/31/2008 40,695
3/31/2008 7.58 $
308,468.10 ATVI ACTIVISION INC N 3/31/2008 38,814 3/31/2008 27.31 $ 1,060,010.34 ATWO A 21 INC Y 13
3/31/2008 82,333
3/31/2008 0.02 $
1,235.00 AU ANGLOGOLD ASHANTI LIMITEDADS ( Y 11
3/31/2008 99,500
3/31/2008 32.48 $ 3,231,819.70
Adanac Molybdenum Corporation Y 118
3/31/2008 31,902
3/31/2008 0.56 $
17,817.27 AUDC AUDIOCODES LTD N 3/31/2008 76,079 3/31/2008 4.01 $ 305,076.79 AULO Aurelio Resource Corporation C Y 24
3/31/2008 29,993
3/31/2008 0.28 $
8,398.04 AULT Ault Glazer & Co Inc Common St N 3/31/2008 56,635 3/31/2008 0.10 $ 5,663.50 AUNFF AURCANA CORP Y 39
3/31/2008 12,064
3/31/2008 0.67 $
8,043.07 AURC Aurus Corp. Common Stock Y 518
3/31/2008 386,245
3/31/2008 0.02 $
5,793.68 AUSI AURA SYSTEMS INC NEW N 3/31/2008 25,715 3/31/2008 1.69 $ 43,458.35 AUY YAMANA GOLD INC Y 6
62,989 3/31/2008 14.62 $ 920,899.18 AVAF Avasoft, Inc. Common Stock Y 12
3/31/2008 20,037
3/31/2008 0.18 $
3,606.66 AVD AMERICAN VANGUARD CORP N 3/31/2008 27,894 3/31/2008 16.64 $ 464,156.16 AVGN AVIGEN INC N 3/31/2008 125,000 3/31/2008 2.79 $ 348,750.00 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 6
Mark-to-Market Value of FTDs on March 31, 2008 279
280 281
282 283
284 285
286 287
288 289
290 291
292 293
294 295
296 297
298 299
300 301
302 303
304 305
306 307
308 309
310 311
312 313
314 315
316 317
318 319
320 321
322 323
324 325
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE AVID AVID TECH INC Y 71
3/31/2008 545,434
3/31/2008 24.34 $ 13,275,863.56
AVI BIOPHARMA INC Y 40
3/31/2008 116,737
3/31/2008 1.84 $
214,796.08 AVN MERRILL LYNCH 12% STRIDES LK T Y 51
3/31/2008 10,812
3/31/2008 25.81 $ 279,057.72
AVANEX CORP. Y 47
3/31/2008 567,342
3/31/2008 0.71 $
402,812.82 AVNY Avensys Corporation Common Sto N 3/31/2008 17,844 3/31/2008 0.09 $ 1,605.96 AVR AVENTINE RENEWABLE ENERGY HOLD Y 94
3/31/2008 106,891
3/31/2008 5.20 $
555,833.20 AVTR AVATAR HOLDINGS INC Y 130
3/31/2008 104,426
3/31/2008 43.59 $ 4,551,929.34
ABVIVA, INC. COMMON STOCK (NV) N 3/31/2008 20,900 3/31/2008 0.03 $ 543.40
AVVTF AVALON VENTURES LTD (F) Y 13
3/31/2008 13,700
3/31/2008 0.95 $
12,994.45 AVWI ACTIONVIEW INTERNATIONAL INC Y 6
50,589 3/31/2008 0.00 $ 40.47
AVXL ANAVEX LIFE SCIENCES CORP COMM N 3/31/2008 54,752 3/31/2008 5.28 $ 289,090.56 AVXT AVAX TECHNOLOGIES INC N 3/31/2008 251,996 3/31/2008 0.09 $ 22,679.64 AVYPRA AVERY DENNISON CORP 7.875% COR N 3/31/2008 16,895 3/31/2008 49.78 $ 841,033.10 AWC ALUMINA LTD ADS ( 4 ORD) Y 46
3/31/2008 10,825
3/31/2008 20.37 $ 220,505.25
Ameriwest Energy Corp. Common Y 156
3/31/2008 330,342
3/31/2008 0.55 $
181,027.42 AWF ALLIANCEBERNSTEIN GLOBAL HIGH N 3/31/2008 148,829 3/31/2008 13.10 $ 1,949,659.90 AWNE AMERICAS WIND ENERGY CORP COM Y 29
3/31/2008 21,401
3/31/2008 0.43 $
9,202.43 AWP ALPHINE GLOBAL PREMIER PROPERT N 3/31/2008 62,028 3/31/2008 12.67 $ 785,894.76 AWR AMERICAN STATES WATER CO(HLDG N 3/31/2008 15,163 3/31/2008 36.00 $ 545,868.00 AWTI Air Water International Corpor Y 49
3/31/2008 149,582
3/31/2008 0.06 $
8,974.92 AWYI ARIEL WAY, INC Y 122
3/31/2008 152,172
3/31/2008 0.01 $
821.73 AXA AXA ADS (1 ORD SHS) Y 6
30,157 3/31/2008 36.11 $ 1,088,969.27 AXGO Axia Group, Inc. Common Stock N 3/31/2008 1,046,129 3/31/2008 - $
AXGWS ATLAS ACQUISITION HLDG CORP WT N 3/31/2008 17,300 3/31/2008 0.35 $ 6,055.00 AXP AMERICAN EXPRESS COMPANY N 3/31/2008 47,242 3/31/2008 43.72 $ 2,065,420.24 AXR AMREP CORP Y 140
3/31/2008 20,567
3/31/2008 52.30 $ 1,075,654.10
AXS-ONE INC. N 3/31/2008 31,264 3/31/2008 0.30 $ 9,379.20 AXSPRA AXIS CAPITAL HOLDINGS, LTD PFD N 3/31/2008 14,772 3/31/2008 23.34 $ 344,778.48 AXTG Axis Technologies Group, Inc. Y 80
3/31/2008 21,957
3/31/2008 0.35 $
7,684.95 AXU Alexco Resource Corp Common Sh N 3/31/2008 10,100 3/31/2008 4.21 $ 42,521.00 AYE ALLEGHENY ENERGY INC N 3/31/2008 104,210 3/31/2008 50.50 $ 5,262,605.00 AYR AIRCASTLE LIMITED COM N 3/31/2008 34,537 3/31/2008 11.25 $ 388,541.25 AYXC ALYNX CO (NV) N 3/31/2008 45,291 3/31/2008 2.10 $ 95,111.10 AZ ALLIANZ SE SPONSORED ADR REPST Y 12
3/31/2008 2,449,941 3/31/2008 19.66 $ 48,165,840.06
Azteca Gold Corp Ordinary Shar Y 48
3/31/2008 798,618
3/31/2008 0.26 $
206,842.06 AZK AURIZON MINES LTD N 3/31/2008 14,921 3/31/2008 4.75 $ 70,874.75 AZN ASTRAZENECA PLC N 3/31/2008 18,317 3/31/2008 37.99 $ 695,862.83 BAC BANK OF AMERICA CORP N 3/31/2008 28,509 3/31/2008 37.91 $ 1,080,776.19 BACPRB Bac Cap Tr X Cap Secs 6.25% N 3/31/2008 110,995 3/31/2008 22.32 $ 2,477,408.40 BACPRC BAC CAP TR XII GTD CAP SECS N 3/31/2008 19,309 3/31/2008 23.66 $ 456,850.94 Download 3.52 Mb. Do'stlaringiz bilan baham: 
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