FIRSTNAME I. LASTNAME
firstname.lastname.2021@gmail.com
Address - City - State - Zip Code
(212) 555-1212 • www.theladders.com/expert/my-profile
COMPLIANCE MANAGER
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Compliance Mgr • Senior Mgr., Compliance • Director, Compliance • Compliance Consultant
Compliance & Audit • Consensus Building • Cross-Functional Collaboration • Oversight
Led Regulatory Testing • Reduced Risk • Identified Baseline Requirements • Drove Strategies
Excellence Award 2018 • Team Lead Award 2017 • 3x Employee of the Month • Promoted Early
WORK EXPERIENCE
Company Name, Inc., New York, NY Jan 2015 - present
Compliance Manager
Personal Banking, Business Banking, Trust & Wealth Management
Produced x risk-based internal audits of a $xxB financial...
Generated x SOX complaint audits of x financial areas...
Optimized year-end financial statements for a x% reduction...
Increased audit analysis to identify $xxx in underpayments...
Reduced cost audit timelines x% by introducing systems...
Instigated the building of xx templates and x databases...
Maximized internal controls to show a xx% efficiency...
Implemented pay application management for a $x.xB...
Prior Company, Inc., New York, NY Jan 2011 - Jan 2015
Compliance Manager
Federally Owned Provider of Navigation, Electricity Generation and Economic Development
Expanded Internal Audit Department from xx to xx...
Reduced days in discharged not final billed from xx to x...
Optimized procurement resulting in savings of $xM over...
Identified $xM short fall in key accounts reserve and...
Introduced method to improve reserve calculations xx%...
Contributed to conversion to software giving a xx% rise...
Awarded x new accounting duties and created x reports...
Produced xx compliance strategies and added tax...
Prior Company, Inc., New York, NY 2004 - 2011
Publicly-Traded Full-Service Bank
Compliance Manager Jan 2010 - Jan 2011
Optimized compliance analysis procedures for a xx%...
Created xx compliance risk management reports that...
Implemented x new accounting and compliance....
Introduced risk aversion strategy leading to a xx%...
Senior Compliance Audit Specialist Jan 2004 - Jan 2010
Hired to senior position due to strong results in previous company
Generated xx consolidated federal returns within a x-day...
Delivered x audit reports for x Lean Six Sigma projects...
Produced x new regulations and reported on upcoming...
Streamlined risk management processes for a xx% reduction...
Prior Company, Inc., New York, NY Jan 2001 - Jan 2004
Compliance Audit Specialist
Packaging Solutions for Medical & Commercial Industries
EDUCATION
Grad School University Name, New York, NY 2004
Master’s in Precisely Specific Degree
Undergraduate College or University Name, New York, NY 2000
BS/BA in Precisely Specific Degree
Winner of award, distinction or honor
OPTIONAL PERSONAL, AWARDS, TECHNOLOGIES, KEYWORDS
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Excellence Award 2018 • Team Lead Award 2017 • 3x Employee of the Month • CQA certification • CRCM certification • CAMS-Audit • CPA certification • LogicGate • MasterControl • SiteDocs • Network Configuration Manager • Quality Management Software • ZenGRC • BluePrint OneWorld • Onspring Compliance Software • StandardFusion • HIPAA Compliance Software • i-Sight •
Contractor Compliance • VUE Onboarding & Compliance • RegulatoryOne • Cellcontrol • Procipient • Convercent • BP Logix Process Director • Compliance Manager
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