Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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NNVC NANO VIRCIDES, INC. Y 7
10,061 3/31/2008 0.54 $ 5,432.94 NNY NUVEEN N.Y. MUN VALUE FUND N 3/31/2008 13,366 3/31/2008 9.44 $ 126,175.04 NOEC New Oriental Energy & Chemical N 3/31/2008 16,545 3/31/2008 4.72 $ 78,092.40 NOG Northern Oil and Gas, Inc. Com N 3/31/2008 42,558 3/31/2008 7.09 $ 301,736.22 NOK NOKIA CORP ADS (REP 1 SHARE) N 3/31/2008 470,759 3/31/2008 31.83 $ 14,984,258.97 NOSOF NORONT RES LTD (F) Y 60
3/31/2008 12,118
3/31/2008 5.27 $
63,881.25 NOVA NOVAMED INC DEL COM STK Y 14
3/31/2008 22,497
3/31/2008 3.79 $
85,263.63 NOVC NOVACEA INC COM STK Y 5
56,924 3/31/2008 2.70 $ 153,694.80 NOVO NOVORI, INC COM STK N 3/31/2008 34,325 3/31/2008 0.20 $ 6,865.00 NOVS NOVASTAR FINANCIAL, INC NEW Y 88
3/31/2008 874,370
3/31/2008 1.78 $
1,556,378.60 NOVSP NOVASTAR FINL INC PFD SER C% Y 31
3/31/2008 22,652
3/31/2008 3.50 $
79,282.00 NOXGF NIOGOLD MNG CORP N 3/31/2008 25,000 3/31/2008 0.20 $ 5,025.00 NPER NP ENERGY CORP N 3/31/2008 1,760,211 3/31/2008 0.00 $ 4,400.53 NPM NUVEEN PREMIUM INCM MUNI FD II N 3/31/2008 33,223 3/31/2008 13.01 $ 432,231.23 NPNTQ NORTHPOINT COMMU GR INC N 3/31/2008 34,354 3/31/2008 0.00 $ 20.61
NPSP NPS PHARMACEUTICALS INC Y 6
123,263 3/31/2008 3.90 $ 480,725.70 NPWS Neah Power Systems, Inc. Commo N 3/31/2008 403,580 3/31/2008 0.04 $ 15,336.04 NRF NORTHSTAR REALTY FINANCE CORP Y 45
3/31/2008 745,173
3/31/2008 8.17 $
6,088,063.41 NRMX NEUROCHEM INC Y 380
3/31/2008 154,289
3/31/2008 1.60 $
246,862.40 NRWS NARROWSTEP, INC. N 3/31/2008 107,959 3/31/2008 0.06 $ 6,477.54 NSATF NORSAT INTERNATIONAL INC N 3/31/2008 22,103 3/31/2008 1.23 $ 27,186.69 NSEFF NORTHERN SUN EXPLORATION CO IN N 3/31/2008 16,153 3/31/2008 0.17 $ 2,746.01 NSEH NuState Energy Holdings, Inc. N 3/31/2008 30,688 3/31/2008 0.02 $ 613.76
NSEO NS8 CORP Y 80
3/31/2008 1,211,315 3/31/2008 0.00 $
2,422.63 NSHV Nashville Records, Inc. Common N 3/31/2008 50,046 3/31/2008 0.01 $ 400.37
NSMG NATIONAL STORM MANAGEMENT INC Y 85
3/31/2008 630,525
3/31/2008 0.05 $
28,373.63 NSMSF NORTHERN STAR MINING CORP Y 188
3/31/2008 60,331
3/31/2008 1.08 $
65,254.01 NSPH NANOSPHERE INC. COM N 3/31/2008 196,675 3/31/2008 8.66 $ 1,703,205.50 NSTK NASTECH PHARMACEUTICAL INC Y 90
3/31/2008 148,492
3/31/2008 2.35 $
348,956.20 NSTR NORTHSTAR NEUROSCIENCE INC COM Y 11
3/31/2008 18,194
3/31/2008 1.58 $
28,746.52 NSU NEVSUN RESOURCES LTD Y 6
22,600 3/31/2008 1.72 $ 38,872.00 NT NORTEL NETWORKS CRP(HLDG CO) N N 3/31/2008 171,974 3/31/2008 6.69 $ 1,150,506.06 NTAH NEVTAH CAP MGMNT CORP Y 31
3/31/2008 13,480
3/31/2008 0.96 $
12,940.80 NTAP NETAPP INC COM STK (DE) N 3/31/2008 100,257 3/31/2008 20.05 $ 2,010,152.85 NTBKQ NET. BANK INC (NET BANK) Y 29
3/31/2008 135,712
3/31/2008 0.02 $
2,442.82 NTDL NUTECH DIGITAL INC Y 23
3/31/2008 28,603
3/31/2008 0.14 $
4,004.42 NTES NETEASE.COM INC ADS Y 212
3/31/2008 190,447
3/31/2008 19.21 $ 3,658,486.87
NETIMPACT HOLDINGS INC Y 6
86,000 3/31/2008 - $
NTMD NITROMED INC Y 180
3/31/2008 56,654
3/31/2008 1.07 $
60,619.78 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 48
Mark-to-Market Value of FTDs on March 31, 2008 2253
2254 2255
2256 2257
2258 2259
2260 2261
2262 2263
2264 2265
2266 2267
2268 2269
2270 2271
2272 2273
2274 2275
2276 2277
2278 2279
2280 2281
2282 2283
2284 2285
2286 2287
2288 2289
2290 2291
2292 2293
2294 2295
2296 2297
2298 2299
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE NTN NTN BUZZTIME, INC. N 3/31/2008 30,668 3/31/2008 0.60 $ 18,400.80 NTNI Natural Nutrition, Inc. New Co N 3/31/2008 26,475 3/31/2008 0.04 $ 926.63
NTQ NTR ACQUISITION CO COM STK (DE Y 7
21,823 3/31/2008 9.57 $ 208,846.11 NTQU NTR ACQUISITION CO UNIT 1 COM N 3/31/2008 23,900 3/31/2008 9.85 $ 235,415.00 NTRI NUTRI/SYSTEM INC. Y 303
3/31/2008 2,298,005 3/31/2008 15.07 $ 34,630,935.35
Nitro Petroleum Incorporated N N 3/31/2008 29,804 3/31/2008 0.19 $ 5,662.76 NTRZ NUTRACEA NEW Y 131
3/31/2008 495,047
3/31/2008 0.97 $
480,195.59 NTWK NETSOL TECHNOLOGIES INC Y 33
3/31/2008 181,024
3/31/2008 1.99 $
360,237.76 NUAN NUANCE COMMUNICATIONS INC Y 6
14,152 3/31/2008 17.41 $ 246,386.32 NUBV Nutripure Beverages Inc Common N 3/31/2008 22,835,597 3/31/2008 0.00 $
NUE NUCOR CORP N 3/31/2008 323,719 3/31/2008 67.74 $ 21,928,725.06 NURMF NUR MACROPRINTERS LTD ORD SHS Y 21
3/31/2008 86,294
3/31/2008 0.65 $
56,091.10 NURO NEUROMETRIX INC Y 206
3/31/2008 17,589
3/31/2008 1.82 $
32,011.98 NUSMF Nautilus Minerals Inc Ordinary Y 107
3/31/2008 20,991
3/31/2008 2.24 $
46,988.35 NUVA NUVASIVE INC N 3/31/2008 31,355 3/31/2008 34.51 $ 1,082,061.05 NUVO NUVELO INC NEW N 3/31/2008 92,600 3/31/2008 0.71 $ 65,746.00 NVAX NOVAVAX INC Y 123
3/31/2008 191,381
3/31/2008 2.66 $
509,073.46 NVEC NVE CORPORATION NEW Y 340
3/31/2008 17,833
3/31/2008 24.70 $ 440,475.10
NOVARTIS AG ADS(1 REG SH) N 3/31/2008 23,934 3/31/2008 51.23 $ 1,226,138.82 NWCN Network CN Inc. Common Stock N 3/31/2008 41,158 3/31/2008 1.99 $ 81,904.42 NWEC NORTHWESTERN CORP N 3/31/2008 10,900 3/31/2008 24.37 $ 265,633.00 NWGN NEWGEN TECHNOLOGIES, INC Y 80
3/31/2008 2,700,000 3/31/2008 0.00 $
6,750.00 NWK NETWORK EQUIPMENT TECH INC N 3/31/2008 56,319 3/31/2008 6.57 $ 370,015.83 NWLNF NEW MILLENIUM CAP CORP (CANADA N 3/31/2008 10,300 3/31/2008 1.87 $ 19,233.19 NWSB NORTHWEST BANCORP INC N 3/31/2008 80,241 3/31/2008 27.33 $ 2,192,986.53 NWTT NW Tech Capital, Inc. Common S N 3/31/2008 18,595 3/31/2008 0.00 $ 50.21
NWWV New Wave Media, Inc. Common St N 3/31/2008 18,942 3/31/2008 0.01 $ 189.42
NX QUANEX CORPORATION N 3/31/2008 14,155 3/31/2008 51.74 $ 732,379.70 NXCN NEXICON INC Y 24
3/31/2008 270,268
3/31/2008 0.03 $
8,108.04 NXE NUVEEN ARIZONA DIV ADVANTAGE M Y 20
3/31/2008 23,418
3/31/2008 13.25 $ 310,288.50
NXGEN HOLDINGS, INC. COMMON ST N 3/31/2008 15,284 3/31/2008 0.01 $ 152.84
NXSI NEXIS INTERNATIONAL INDUSTRIES N 3/31/2008 13,131 3/31/2008 2.50 $ 32,827.50 NXTM NXSTAGE MEDICAL INC Y 13
3/31/2008 440,279
3/31/2008 4.32 $
1,902,005.28 NXXI NUTRITION 21 INC Y 58
3/31/2008 23,081
3/31/2008 0.44 $
10,155.64 NXY NEXEN INC N 3/31/2008 16,134 3/31/2008 29.61 $ 477,727.74 NYC ISHARES NYSE COMPOSITE INDEX F Y 73
3/31/2008 11,221
3/31/2008 80.54 $ 903,739.34
NEW YORK TIMES CO(THE)CL A Y 72
3/31/2008 607,192
3/31/2008 18.88 $ 11,463,784.96
REALTY INCOME CORP Y 43
3/31/2008 854,859
3/31/2008 25.62 $ 21,901,487.58
OWENS CORNING INC COM STK NEW N 3/31/2008 11,926 3/31/2008 18.13 $ 216,218.38 OCN OCWEN FINANCIAL CORPORATION (N Y 6
10,649 3/31/2008 4.44 $ 47,281.56 OCNF OCEANFREIGHT INC. COM (MARSHAL Y 21
3/31/2008 67,923
3/31/2008 21.87 $ 1,485,476.01
OMNICARE INC N 3/31/2008 17,267 3/31/2008 18.16 $ 313,568.72 OCTL OCTILLION CORP NEW COM STK Y 26
3/31/2008 236,699
3/31/2008 1.36 $
321,910.64 ODFL OLD DOMINION FREIGHT LINES INC N 3/31/2008 58,258 3/31/2008 31.83 $ 1,854,352.14 OEDV Osage Exploration and Developm N 3/31/2008 11,457 3/31/2008 0.75 $ 8,592.75 OEGY OPEN ENERGY CORPORATION COM ST Y 88
3/31/2008 128,282
3/31/2008 0.33 $
42,333.06 OESX ORION ENERGY SYSTEMS INC COM S Y 8
77,431 3/31/2008 9.54 $ 738,691.74 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 49
Mark-to-Market Value of FTDs on March 31, 2008 2300
2301 2302
2303 2304
2305 2306
2307 2308
2309 2310
2311 2312
2313 2314
2315 2316
2317 2318
2319 2320
2321 2322
2323 2324
2325 2326
2327 2328
2329 2330
2331 2332
2333 2334
2335 2336
2337 2338
2339 2340
2341 2342
2343 2344
2345 2346
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE OFG ORIENTAL FINL GRP (HOLD CO.) N 3/31/2008 10,551 3/31/2008 19.71 $ 207,960.21 OGE OGE ENERGY CORP (HOLDING CO.) N 3/31/2008 25,696 3/31/2008 31.17 $ 800,944.32 OGNA OG Nation, Inc. Common Stock N 3/31/2008 170,478 3/31/2008 0.01 $ 1,704.78 OGOH ON THE GO HEALTHCARE, INC. NEW Y 23
3/31/2008 4,179,981 3/31/2008 - $ - OGTX ORGANETIX INC Y 60
3/31/2008 10,086
3/31/2008 0.07 $
706.02 OHAQ ORACLE HEALTHCARE ACQUISITION Y 6
37,880 3/31/2008 7.91 $ 299,630.80 OHB ORLEANS HOMEBUILDERS INC Y 12
3/31/2008 24,878
3/31/2008 5.83 $
145,038.74 OI OWENS-ILLINOIS INC N 3/31/2008 11,992 3/31/2008 56.43 $ 676,708.56 OIB MORGAN STNLY MUNI INCOME OPPOR N 3/31/2008 12,706 3/31/2008 8.24 $ 104,697.44 OIH OIL SERVICES TR 12/31/41 Y 127
3/31/2008 18,606
3/31/2008 176.80 $ 3,289,540.80
BARCLAYS BANK PLC IPATH EXCH T Y 40
3/31/2008 21,085
3/31/2008 60.43 $ 1,274,166.55
OIS OPTICAL IMAGING SYS INC N 3/31/2008 225,851 3/31/2008 0.00 $ 316.19
OKN OCEANAUT INC COM STK (MH) Y 18
3/31/2008 30,375
3/31/2008 7.74 $
235,102.50 OKOFF Orko Silver Corp Ordinary Shar Y 14
3/31/2008 10,550
3/31/2008 1.79 $
18,914.04 OKWHQ OAKWOOD HOMES CORP (NEW) N 3/31/2008 11,165 3/31/2008 - $
OLEPF OROMIN EXPLORATION LTD-NEW (CA N 3/31/2008 32,701 3/31/2008 2.77 $ 90,581.77 OLNK OneLink Corporation Common Sto N 3/31/2008 8,045,000 3/31/2008 0.00 $ 7,240.50 OMEX ODYSSEY MARINE EXPLORATION INC N 3/31/2008 11,189 3/31/2008 5.39 $ 60,308.71 OMRP OMNI RAIL PRODUCTS, INC. NEW Y 339
3/31/2008 16,524
7/25/2007 0.01 $
165.24 OMTR OMNITURE, INC Y 8
34,866 3/31/2008 23.21 $ 809,239.86 ONAV OMEGA NAVIGATION ENTERPRISES I Y 20
3/31/2008 10,201
3/31/2008 14.98 $ 152,810.98
OLD NATL BANCORP (IND) Y 5
25,519 3/31/2008 18.00 $ 459,342.00 ONEQ FIDELITY NASDAQ COMPOSITE INDE Y 112
3/31/2008 84,259
3/31/2008 89.39 $ 7,531,912.01
ONE VOICE TECHNOLOGIES INC Y 81
3/31/2008 3,237,342 3/31/2008 0.01 $
37,876.90 ONI ORAGENICS INC Y 30
3/31/2008 21,800
3/31/2008 0.41 $
8,938.00 ONNN ON SEMICONDUCTOR CORP N 3/31/2008 62,719 3/31/2008 5.68 $ 356,243.92 ONSM ONSTREAM MEDIA CORP Y 310
3/31/2008 28,828
3/31/2008 0.67 $
19,311.88 ONT ON2 TECHNOLOGIES INC Y 150
3/31/2008 1,897,077 3/31/2008 1.02 $
1,935,018.54 ONTAQ ONEITA INDUSTRIES INC N 3/31/2008 11,500 1/14/2008 - $
OOGI Odyssey Oil & Gas, Inc. Common N 3/31/2008 10,558 3/31/2008 0.83 $ 8,797.98 OOOWS GLOBAL BPO SERVICES CORP WTS 1 N 3/31/2008 100,000 3/31/2008 0.19 $ 19,000.00 OPAFF OPAL ENERGY CORP ORD SHS (CAN N 3/31/2008 33,500 3/31/2008 0.37 $ 12,395.00 OPGX OPTIGENIX INC N 3/31/2008 29,637 3/31/2008 0.00 $ 44.46
OPK OPKO HEALTH, INC N 3/31/2008 293,056 3/31/2008 2.06 $ 603,695.36 OPMK OPTIMARK DATA SYSTEMS INC N 3/31/2008 18,700 3/31/2008 0.00 $ 5.61
OPTM OPTIUM CORPORATION COM STK Y 24
3/31/2008 80,741
3/31/2008 7.03 $
567,609.23 OPTT OCEAN POWER TECHNOLOGIES, INC Y 6
21,050 3/31/2008 12.22 $ 257,231.00 OPTV OPENTV CORP CL-A N 3/31/2008 57,927 3/31/2008 1.18 $ 68,353.86 Download 3.52 Mb. Do'stlaringiz bilan baham: 
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