Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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PWCDF POWER CORP CANADA Y 25
3/31/2008 19,970
3/31/2008 33.09 $ 660,813.29
POWERCOLD CORPORATION N 3/31/2008 14,506 3/31/2008 0.52 $ 7,543.12 PWE PENN WEST ENERGY TRUST N 3/31/2008 145,434 3/31/2008 27.98 $ 4,069,243.32 PWER POWER-ONE INC N 3/31/2008 143,811 3/31/2008 3.21 $ 461,633.31 PWNX POWERLINX INC NEW Y 33
3/31/2008 13,529
3/31/2008 0.11 $
1,488.19 PWR QUANTA SERVICES INC N 3/31/2008 43,478 3/31/2008 23.17 $ 1,007,385.26 PWREQ OCEAN POWER CORP N 3/31/2008 11,619 3/31/2008 0.00 $ 34.86
SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 55
Mark-to-Market Value of FTDs on March 31, 2008 2582
2583 2584
2585 2586
2587 2588
2589 2590
2591 2592
2593 2594
2595 2596
2597 2598
2599 2600
2601 2602
2603 2604
2605 2606
2607 2608
2609 2610
2611 2612
2613 2614
2615 2616
2617 2618
2619 2620
2621 2622
2623 2624
2625 2626
2627 2628
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE PWRM POWER 3 MED PROD INC Y 60
3/31/2008 38,161
3/31/2008 0.10 $
3,625.30 PWSV Power-Save Energy Company Comm N 3/31/2008 13,171 3/31/2008 1.01 $ 13,302.71 PWTC POWER TECHNOLOGY INC Y 30
3/31/2008 100,416
3/31/2008 0.00 $
50.21 PXF POWERSHARES FTSE RAFI DEV MKTS N 3/31/2008 76,101 3/31/2008 45.56 $ 3,467,161.56 PXIT Phoenix Interests, Inc. New Co Y 25
3/31/2008 2,966,166 3/31/2008 0.00 $
296.62 PXN POWERSHARES LUX NANOTECH Y 68
3/31/2008 14,700
3/31/2008 14.06 $ 206,682.00
POWERSHARES DYNAMIC NETWORKING Y 57
3/31/2008 20,534
3/31/2008 14.61 $ 300,001.74
PolyMedix, Inc. Common Stock N 3/31/2008 11,793 3/31/2008 0.86 $ 10,141.98 PYTO PHYTOMEDICAL TECHNOLOGIES INC Y 6
94,402 3/31/2008 0.29 $ 27,187.78 PZC PIMCO CALIFORNIA MUNICIPAL INC N 3/31/2008 105,427 3/31/2008 13.84 $ 1,459,109.68 PZN PZENA INVESTMENT MANAGEMENT, I Y 59
3/31/2008 56,947
3/31/2008 11.32 $ 644,640.04
POWERSHARES INSURED NY MUNI BO Y 42
3/31/2008 32,044
3/31/2008 23.47 $ 752,072.68
QWEST COMMUNICATIONS INTL N 3/31/2008 51,368 3/31/2008 4.53 $ 232,697.04 QBIK CUBIC ENERGY INC Y 34
3/31/2008 134,250
3/31/2008 3.04 $
408,120.00 QBRWF QUEBECOR WORLD INC SUB VTG SHS Y 31
3/31/2008 14,532
3/31/2008 0.13 $
1,889.16 QCC QUEST CAP CORP N 3/31/2008 22,596 3/31/2008 1.98 $ 44,776.23 QCCO QC HLDGS INC Y 8
28,217 3/31/2008 9.05 $ 255,363.85 QFAB QUAKER FABRIC CORP Y 29
3/31/2008 10,000
3/31/2008 0.01 $
100.00 QGEN QIAGEN NV Y 38
3/31/2008 55,114
3/31/2008 20.80 $ 1,146,371.20
PROSHARES TR ULTRASHORT QQQ PR Y 60
3/31/2008 1,301,442 3/31/2008 49.70 $ 64,681,667.40
PROSHARES TR ULTRA QQQ PROSHAR Y 145
3/31/2008 57,872
3/31/2008 69.95 $ 4,048,146.40
QUALITY DISTR INC FLA N 3/31/2008 28,053 3/31/2008 3.19 $ 89,489.07 QMDT QUICK-MED TECHNOLOGIES INC N 3/31/2008 10,665 3/31/2008 0.33 $ 3,519.45 QMM QUATERRA RESOURCES INC LTD Y 16
3/31/2008 19,551
3/31/2008 3.42 $
66,811.63 QMNM Quest Minerals & Mining Corp. Y 70
3/31/2008 1,777,162 3/31/2008 0.00 $
7,108.65 QNTA QUANTA CAPITAL HOLDINGS LTD N 3/31/2008 105,667 3/31/2008 1.73 $ 182,803.91 QPRC QUEST PRODUCTS CORP N 3/31/2008 30,312 3/31/2008 0.02 $ 515.30
QQQQ POWERSHARES QQQ TR UNIT SER 1 Y 133
3/31/2008 347,066
3/31/2008 43.72 $ 15,173,725.52
QUALITY SYS INC Y 30
3/31/2008 112,027
3/31/2008 29.87 $ 3,346,246.49
QUESTAIR TECHNOLOGIES INC COM N 3/31/2008 51,618 3/31/2008 0.23 $ 11,872.14 QTWW QUANTUM FUEL SYS TECHNOLOGIES Y 132
3/31/2008 131,321
3/31/2008 0.95 $
124,754.95 QTXB Quantrx Biomedical Corporation N 3/31/2008 25,848 3/31/2008 0.94 $ 24,297.12 QXM QIAO XING MOBILE COMMUNICATION Y 9
28,377 3/31/2008 6.01 $ 170,545.77 R RYDER SYSTEM INC N 3/31/2008 14,502 3/31/2008 60.91 $ 883,316.82 RAD RITE AID CORP Y 6
347,656 3/31/2008 2.94 $ 1,022,108.64 RAS RAIT FINANCIAL TRUST COM Y 187
3/31/2008 1,139,050 3/31/2008 6.94 $
7,905,007.00 RATE BANKRATE INC Y 140
3/31/2008 406,614
3/31/2008 49.89 $ 20,285,972.46
RAVEN INDUSTRIES INC N 3/31/2008 32,956 3/31/2008 30.30 $ 998,566.80 RAYMF RAYTEC METALS CORP ORDINARY SH N 3/31/2008 72,400 3/31/2008 0.53 $ 38,487.84 RBID RIB.COM INC N 3/31/2008 11,000,000 3/31/2008 - $
RBPAA ROYAL BANCSHARES OF PENNS CL-A Y 15
3/31/2008 20,806
3/31/2008 14.47 $ 301,062.82
ReBuilder Medical Technologies N 3/31/2008 76,746 3/31/2008 0.02 $ 1,688.41 RBS ROYAL BK SCOTLAND GROUP PLC SP Y 44
3/31/2008 111,027
3/31/2008 6.78 $
752,763.06 RBSPRM ROYAL BK SCOTLAND PLC SPONS AD N 3/31/2008 38,220 3/31/2008 22.42 $ 856,892.40 RBSPRP Royal Bank of Scotland Group P N 3/31/2008 25,039 3/31/2008 21.64 $ 541,843.96 RBSPRQ ROYAL BANK OF SCOTLAND GP PLC N 3/31/2008 77,610 3/31/2008 23.34 $ 1,811,417.40 RBSPRS ROYAL BANK OF SCOTLAND GRP PLC N 3/31/2008 17,969 3/31/2008 22.30 $ 400,708.70 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 56
Mark-to-Market Value of FTDs on March 31, 2008 2629
2630 2631
2632 2633
2634 2635
2636 2637
2638 2639
2640 2641
2642 2643
2644 2645
2646 2647
2648 2649
2650 2651
2652 2653
2654 2655
2656 2657
2658 2659
2660 2661
2662 2663
2664 2665
2666 2667
2668 2669
2670 2671
2672 2673
2674 2675
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE RBSPRT ROYAL BANK OF SCOTLAND GRP PLS N 3/31/2008 54,764 3/31/2008 24.47 $ 1,340,075.08 RBY RUBICON MENERALS CORP (F) N 3/31/2008 22,309 3/31/2008 1.24 $ 27,663.16 RCAA RECLAMATION CONSULTING AND APP N 3/31/2008 14,840 3/31/2008 0.10 $ 1,484.00 RCCH RCC HOLDINGS CORP N 3/31/2008 12,849 3/31/2008 0.01 $ 64.25
RCH CHINA ARCHITECTURAL ENGR INC C Y 13
3/31/2008 127,002
3/31/2008 5.45 $
692,160.90 RCII RENT-A-CENTER INC N 3/31/2008 19,282 3/31/2008 18.35 $ 353,824.70 RCKB ROCKVILLE FINANCIAL, INC. Y 5
26,449 3/31/2008 13.70 $ 362,351.30 RCL ROYAL CARIBBEAN CRUISES LTD N 3/31/2008 19,253 3/31/2008 32.90 $ 633,423.70 RCNI RCN CORP NEW N 3/31/2008 258,397 3/31/2008 11.18 $ 2,888,878.46 RCS PIMCO STRATEGIC GLOBAL GOVT FD N 3/31/2008 88,772 3/31/2008 10.42 $ 925,004.24 RDBHF Rocher Deboule MInerals Corp. N 3/31/2008 17,500 3/31/2008 0.39 $ 6,739.25 RDC ROWAN COMPANIES INC N 3/31/2008 127,700 3/31/2008 41.18 $ 5,258,686.00 RDCM RADCOM LTD Y 9
10,936 3/31/2008 0.59 $ 6,452.24 RDEA ARDEA BIOSCIENCES INC COM STK Y 5
16,048 3/31/2008 13.00 $ 208,624.00 RDFVF REDCORP VENTURES LTD Y 94
3/31/2008 558,650
3/31/2008 0.22 $
125,361.06 RDLI REDLAW INDS INC N 3/31/2008 64,032 3/31/2008 0.01 $ 640.32
RDN RADIAN GROUP INC Y 138
3/31/2008 631,748
3/31/2008 6.57 $
4,150,584.36 RDNT RadNet, Inc. Common Stock N 3/31/2008 33,165 3/31/2008 7.04 $ 233,481.60 RDR RMR PREFERRED DIVIDEND FUND Y 100
3/31/2008 13,160
3/31/2008 11.60 $ 152,656.00
ROYAL DUTCH SHELL PLC ADS ( EA N 3/31/2008 297,098 3/31/2008 67.38 $ 20,018,463.24 RDYN REPLIDYNE, INC N 3/31/2008 19,368 3/31/2008 1.40 $ 27,115.20 RECN RESOURCES CONNECTION INC N 3/31/2008 85,298 3/31/2008 17.87 $ 1,524,275.26 RECQQ RECYCLING INDUSTRIES INC N 3/31/2008 13,550 3/31/2008 - $
REDF REDIFF.COM INDIA LTD ADS Y 190
3/31/2008 37,475
3/31/2008 7.96 $
298,301.00 REED REEDS, INC. COM STK Y 16
3/31/2008 58,150
3/31/2008 3.47 $
201,780.50 REFR RESEARCH FRONTIERS INC Y 103
3/31/2008 31,100
3/31/2008 6.78 $
210,858.00 REM ISHARES TR FTSE NAREIT MTG REI N 3/31/2008 58,900 3/31/2008 22.51 $ 1,325,839.00 REMH REMINGTON-HALL CAPITAL CORP N 3/31/2008 15,000 3/11/2008 0.06 $ 900.00
REMI REMEDENT, INC. Y 119
3/31/2008 32,929
3/31/2008 0.98 $
32,270.42 REP REPSOL YPF SA ADS(RP 1 CAP SH) Y 13
3/31/2008 39,769
3/31/2008 34.41 $ 1,368,451.29
RPC INC
N 3/31/2008 61,091 3/31/2008 15.19 $ 927,972.29 RESP RESPIRONICS INC N 3/31/2008 18,255 3/14/2008 65.96 $ 1,204,099.80 REV REVLON INC CL A COMMON Y 7
878,330 3/31/2008 0.98 $ 860,763.40 RFDL RFID LTD N 3/31/2008 39,500 3/31/2008 - $
RFI COHEN&STEERS TOT RET REALTY FD Y 9
20,132 3/31/2008 15.25 $ 307,013.00 RFMD RF MICRO DEVICES INC N 3/31/2008 130,789 3/31/2008 2.66 $ 347,898.74 RFXCQ REFCO INC. COM Y 5
15,538 3/31/2008 0.12 $ 1,864.56 RGBL R G GLOBAL LIFESTYLES INC N 3/31/2008 16,142 3/31/2008 0.48 $ 7,748.16 RGN REGENERX BIOPHARMACEUTICALS N 3/31/2008 15,327 3/31/2008 0.93 $ 14,254.11 RGNC REGENCY ENERGY PARTNERS LP COM Y 21
3/31/2008 10,967
3/31/2008 26.74 $ 293,257.58
ROO GROUP INC NEW Y 176
3/31/2008 1,127,440 3/31/2008 0.22 $
248,036.80 RGUS REGI US INC N 3/31/2008 14,047 3/31/2008 0.84 $ 11,799.48 RHD R.H. DONNELLEY CORP(NEW) Y 10
3/31/2008 85,102
3/31/2008 5.06 $
430,616.12 RHHBY ROCHE HLDG LTD SPONS ADR Y 70
3/31/2008 22,388
3/31/2008 94.35 $ 2,112,307.80
RICHMONT MINES INC. N 3/31/2008 13,700 3/31/2008 3.61 $ 49,457.00 RIGL RIGEL PHARMACEUTICALS INC NEW Y 6
21,227 3/31/2008 18.66 $ 396,095.82 RIMM RESEARCH IN MOTION LTD N 3/31/2008 35,313 3/31/2008 112.23 $ 3,963,177.99 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 57
Mark-to-Market Value of FTDs on March 31, 2008 2676
2677 2678
2679 2680
2681 2682
2683 2684
2685 2686
2687 2688
2689 2690
2691 2692
2693 2694
2695 2696
2697 2698
2699 2700
2701 2702
2703 2704
2705 2706
2707 2708
2709 2710
2711 2712
2713 2714
2715 2716
2717 2718
2719 2720
2721 2722
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE RIO COMPANHIA VALE DO RIO DOCE ADS N 3/31/2008 458,865 3/31/2008 34.64 $ 15,895,083.60 RIOPR COMPANHIA VALE RIO DOCE ADS(RP N 3/31/2008 13,000 3/31/2008 29.15 $ 378,950.00 RIV RIVERA HOLDINGS CORP Y 22
3/31/2008 10,100
3/31/2008 20.61 $ 208,161.00
RAYMOND JAMES FINANCIAL INC N 3/31/2008 49,249 3/31/2008 22.98 $ 1,131,742.02 RJI SWEDISH EXPT CR CORP ELEMENTS Y 103
3/31/2008 43,687
3/31/2008 11.71 $ 511,574.77
REGIONAL BK HLDRS TST Y 129
3/31/2008 39,530
3/31/2008 118.01 $ 4,664,935.30
ROCKELLE CORP N 3/31/2008 10,352 3/31/2008 0.01 $ 144.93
RKTI ROCKETINFO INC Y 11
3/31/2008 132,310
3/31/2008 0.09 $
12,040.21 RL POLO RALPH LAUREN CORPORATION N 3/31/2008 20,125 3/31/2008 58.29 $ 1,173,086.25 RLF COHEN & STEERS ADVANTAGE RLTY Y 20
3/31/2008 32,102
3/31/2008 15.41 $ 494,691.82
RENAISSANCE LEARNING INC N 3/31/2008 110,826 3/31/2008 13.99 $ 1,550,455.74 RLTR REELTIME RENTALS INC Y 4
16,427 3/31/2008 0.04 $ 574.95
RMA RMK ADVANTAGE INCOME FUND INC Y 6
11,876 3/31/2008 3.34 $ 39,665.84 RMBS RAMBUS INC (DE) N 3/31/2008 1,811,893 3/31/2008 23.31 $ 42,235,225.83 RMDX REMOTEMDX INC Y 120
3/31/2008 326,693
3/31/2008 1.64 $
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