Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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SOLM SOLOMON TECHNOLOGIES INC Y 267
3/31/2008 177,574
3/31/2008 0.08 $
14,205.92 SOLN SMART ONLINE, INC. Y 43
3/31/2008 32,085
3/31/2008 2.02 $
64,811.70 SOMX SOMAXON PHARMACEUTICALS INC Y 20
3/31/2008 16,761
3/31/2008 4.75 $
79,614.75 SONS SONUS NETWORKS INC Y 7
634,577 3/31/2008 3.44 $ 2,182,944.88 SOPO Source Petroleum Inc. Common S N 3/31/2008 10,868 3/31/2008 0.08 $ 869.44
SORC SOURCE INTERLINK COS INC COM N Y 11
3/31/2008 371,902
3/31/2008 1.90 $
706,613.80 SORFF Solana Resources Limited Ordin Y 20
3/31/2008 14,900
3/31/2008 3.24 $
48,276.00 SOSO STORAGE COMPUTER CRP N 3/31/2008 19,900 3/31/2008 - $
SOYL AMERICAN SOIL TECH INC N 3/31/2008 19,990 3/31/2008 0.07 $ 1,399.30 SOYO SOYO GROUP INC N 3/31/2008 76,861 3/31/2008 0.90 $ 69,174.90 SPBU Spare Backup, Inc. Common Stoc Y 12
3/31/2008 36,086
3/31/2008 0.35 $
12,630.10 SPC SPECTRUM BRANDS, INC. Y 53
3/31/2008 542,782
3/31/2008 4.57 $
2,480,513.74 SPCI SPORTSNUTS INC N 3/31/2008 14,677 3/31/2008 - $
SPF STANDARD PACIFIC CORP Y 185
3/31/2008 1,205,291 3/31/2008 4.86 $
5,857,714.26 SPIL SILICONWARE PRECISON IND ADS Y 68
3/31/2008 148,936
3/31/2008 8.40 $
1,251,062.40 SPIR SPIRE CORP Y 42
3/31/2008 18,300
3/31/2008 15.36 $ 281,088.00
Spicy Pickle Franchising, Inc. Y 36
3/31/2008 22,970
3/31/2008 0.85 $
19,524.50 SPKTF SPECTRA INC (F) N 3/31/2008 48,764 3/31/2008 0.04 $ 1,950.56 SPLS STAPLES INC N 3/31/2008 133,505 3/31/2008 22.11 $ 2,951,795.55 SPLT SPATIALIGHT, INC. NEW COMMON S Y 7
13,148 3/31/2008 0.01 $ 131.48
SPNG Spongetech Delivery Systems, I Y 38
3/31/2008 99,693
3/31/2008 0.02 $
1,794.47 SPNRF SPARTON RESOURCES INC (F) N 3/31/2008 20,499 3/31/2008 0.18 $ 3,689.82 SPPI SPECTRUM PARMACEUTICALS INC Y 6
13,522 3/31/2008 2.53 $ 34,210.66 SPSN SPANSION INC CL A N 3/31/2008 361,484 3/31/2008 2.75 $ 994,081.00 SPTK SPINTEK GAMING TECHNOLOGS INC N 3/31/2008 10,000 3/31/2008 - $
SPWR SUNPOWER CORPORATION CL A Y 451
3/31/2008 45,904
3/31/2008 74.51 $ 3,420,307.04
SPOOZ INC N 3/31/2008 10,883 3/31/2008 0.00 $ 23.94
SQM SOCIEDAD QUIMICA Y M CHILE ADS Y 6
19,967 3/31/2008 23.38 $ 466,828.46 SRCH SEARCHLIGHT MINERALS CORP NEW N 3/31/2008 171,937 3/31/2008 3.37 $ 579,427.69 SRCO SPARTA COMMERCIAL SERVICES, IN Y 39
3/31/2008 92,159
3/31/2008 0.10 $
9,215.90 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 63
Mark-to-Market Value of FTDs on March 31, 2008 2958
2959 2960
2961 2962
2963 2964
2965 2966
2967 2968
2969 2970
2971 2972
2973 2974
2975 2976
2977 2978
2979 2980
2981 2982
2983 2984
2985 2986
2987 2988
2989 2990
2991 2992
2993 2994
2995 2996
2997 2998
2999 3000
3001 3002
3003 3004
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE SRDX SURMODICS INC Y 158
3/31/2008 190,313
3/31/2008 41.88 $ 7,970,308.44
SEMPRA ENERGY N 3/31/2008 41,968 3/31/2008 53.28 $ 2,236,055.04 SRFDF STARFIELD RESOURCES INC N 3/31/2008 20,900 3/31/2008 0.85 $ 17,765.00 SRLM STERLING MNG CO Y 4
28,770 3/31/2008 2.67 $ 76,815.90 SRSIF STRATECO RES INC. N 3/31/2008 10,000 3/31/2008 2.10 $ 21,040.00 SRSR Sarissa Resources Inc. Common N 3/31/2008 10,789 3/31/2008 0.01 $ 86.31
SRZ SUNRISE SENIOR LIVING, INC. CO N 3/31/2008 12,675 3/31/2008 22.28 $ 282,399.00 SSD SIMPSON MANUFACTURING CO INC Y 80
3/31/2008 624,723
3/31/2008 27.18 $ 16,979,971.14
SILVER SPRUCE RES INC Y 65
3/31/2008 30,900
3/31/2008 0.36 $
11,124.00 SSO PROSHARES TR ULTRA S&P 500 PRO Y 201
3/31/2008 51,942
3/31/2008 66.00 $ 3,428,172.00
SUN SPORTS AND ENTERTAINMENT I N 3/31/2008 224,073 3/31/2008 0.01 $ 2,240.73 SSRI SILVER STANDARD RES INC (F) N 3/31/2008 73,343 3/31/2008 30.33 $ 2,224,493.19 SSTP Sustainable Power Corp. Common Y 58
3/31/2008 437,675
3/31/2008 0.04 $
16,631.65 SSVFF SOUTHERN SILVER EXPLORATION CO Y 14
3/31/2008 16,001
3/31/2008 0.25 $
3,939.45 SSW SEASPAN CORPORATION COM SHS (M Y 7
15,055 3/31/2008 28.49 $ 428,916.95 SSYO SENSOR SYSTEM SOLUTIONS, INC. Y 42
3/31/2008 5,000,000 3/31/2008 - $ - SSYS STRATASYS INC N 3/31/2008 21,348 3/31/2008 17.80 $ 379,994.40 STAR STARENT NETWORKS CORP COM STK Y 7
80,962 3/31/2008 13.50 $ 1,092,987.00 STBP SOUTHEAST BANKING CORP N 3/31/2008 26,082 3/31/2008 0.13 $ 3,390.66 STCNQ SA TELECOMMUNICATIONS INC N 3/31/2008 10,500 3/31/2008 - $
STD BANCO SANTANDER SA Y 10
3/31/2008 609,192
3/31/2008 19.94 $ 12,147,288.48
SANTANDER FIN PFD S A UNIPERSO N 3/31/2008 11,003 3/31/2008 21.25 $ 233,813.75 STDPRI SANTANDER FIN PFD SA UNIPERSON N 3/31/2008 15,700 3/31/2008 23.40 $ 367,380.00 STEI STEWART ENTERPRISES INC CL-A N 3/31/2008 20,903 3/31/2008 6.42 $ 134,197.26 STEM STEMCELLS INC Y 21
3/31/2008 34,062
3/31/2008 1.57 $
53,477.34 STHG Steadfast Holdings Group, Inc. N 3/31/2008 115,830 3/31/2008 0.37 $ 42,857.10 STHJF STRATHMORE MINERALS CORP Y 142
3/31/2008 22,702
3/31/2008 1.35 $
30,647.70 STHK STARTECH ENVIRONMENTAL CORP Y 29
3/31/2008 17,136
3/31/2008 1.20 $
20,563.20 STI SUNTRUST BANKS INC N 3/31/2008 97,563 3/31/2008 55.14 $ 5,379,623.82 STJ ST. JUDE MEDICAL INC. N 3/31/2008 10,067 3/31/2008 43.19 $ 434,793.73 STKG Stock-Trak Group, Inc. Common N 3/31/2008 18,699 3/31/2008 0.16 $ 2,991.84 STKL SUNOPTA INC N 3/31/2008 71,132 3/31/2008 5.10 $ 362,773.20 STL STERLING BANCORP N 3/31/2008 11,963 3/31/2008 15.53 $ 185,785.39 STM STMICROELECTRONICS N.V. Y 34
3/31/2008 38,978
3/31/2008 10.66 $ 415,505.48
STAMPS.COM INC N 3/31/2008 72,442 3/31/2008 10.26 $ 743,254.92 STNL Solution Technology Internatio Y 132
3/31/2008 7,378,005 3/31/2008 0.00 $
6,640.20 STP SUNTECH POWER HOLDINGS CO., LT Y 16
3/31/2008 16,951
3/31/2008 40.56 $ 687,532.56
QUESTAR CORP N 3/31/2008 23,297 3/31/2008 56.56 $ 1,317,678.32 STRP Strata Capital Corporation Com N 3/31/2008 65,950 3/31/2008 0.09 $ 5,935.50 STSI STAR SCIENTIFIC INC Y 19
3/31/2008 56,750
3/31/2008 1.52 $
86,260.00 STT STATE STREET CORP N 3/31/2008 291,647 3/31/2008 79.00 $ 23,040,113.00 STTC SOFTNET TECHNOLOGY CORP N 3/31/2008 20,702 3/31/2008 - $
STVZF SILVERCREST MINES INC Y 13
3/31/2008 32,000
3/31/2008 1.36 $
43,376.00 STWG S2C GLOBAL SYSTEMS, INC. (NV) N 3/31/2008 13,774 3/31/2008 0.03 $ 413.22
STXS STEREOTAXIS, INC Y 45
3/31/2008 543,393
3/31/2008 5.92 $
3,216,886.56 STXX SOUTH TEXAS OIL CO Y 8
53,930 3/31/2008 7.30 $ 393,689.00 SUF SULPHCO INC Y 193
3/31/2008 634,545
3/31/2008 4.17 $
2,646,052.65 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 64
Mark-to-Market Value of FTDs on March 31, 2008 3005
3006 3007
3008 3009
3010 3011
3012 3013
3014 3015
3016 3017
3018 3019
3020 3021
3022 3023
3024 3025
3026 3027
3028 3029
3030 3031
3032 3033
3034 3035
3036 3037
3038 3039
3040 3041
3042 3043
3044 3045
3046 3047
3048 3049
3050 3051
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE SUFH Surfect Holdings, Inc. Common Y 33
3/31/2008 25,446
3/31/2008 0.17 $
4,224.04 SUHJY Y 62
3/31/2008 404,866
3/31/2008 15.65 $ 6,336,152.90
SUN COMMUNITIES INC N 3/31/2008 62,935 3/31/2008 20.50 $ 1,290,167.50 SUP SUPERIOR INDUSTRIES INTL INC Y 81
3/31/2008 20,415
3/31/2008 20.75 $ 423,611.25
SUPERGEN INC Y 6
433,473 3/31/2008 2.51 $ 1,088,017.23 SUPR SUPERIOR BANCORP COM STK Y 13
3/31/2008 31,579
3/31/2008 19.88 $ 627,790.52
SUPERTEX INC N 3/31/2008 26,087 3/31/2008 20.41 $ 532,435.67 SURF AMERICAN SURFACE TECH INTL INC N 3/31/2008 18,012 3/31/2008 0.01 $ 180.12
SURG SYNERGETICS USA, INC. N 3/31/2008 16,507 3/31/2008 2.15 $ 35,490.05 SURW SUREWEST COMMUNICATIONS CO N 3/31/2008 21,266 3/31/2008 15.46 $ 328,772.36 SVMI SAVI MEDIA GROUP, INC Y 35
3/31/2008 209,605
3/31/2008 0.00 $
62.88 SVN SUN-TIMES MEDIA GROUP INC. N 3/31/2008 490,471 3/31/2008 0.72 $ 353,139.12 SVNT SAVIENT PHARMACEUTICALS INC Y 7
34,624 3/31/2008 20.00 $ 692,480.00 SVVS SAVVIS INC NEW N 3/31/2008 14,605 3/31/2008 16.27 $ 237,623.35 SVXA Sovereign Exploration Associat N 3/31/2008 20,767 3/31/2008 0.23 $ 4,776.41 SWC STILLWATER MINING CO N 3/31/2008 468,650 3/31/2008 15.47 $ 7,250,015.50 SWCC SOUTHWEST CASINO CORP Y 49
3/31/2008 340,064
3/31/2008 0.50 $
170,032.00 SWEB STOCKGROUP INFORMATION SYS INC N 3/31/2008 115,902 3/31/2008 0.42 $ 48,678.84 SWHC SMITH & WESSON HLDG CORP Y 20
3/31/2008 131,703
3/31/2008 5.02 $
661,149.06 SWIR SIERRA WIRELESS INC Y 42
3/31/2008 143,379
3/31/2008 15.95 $ 2,286,895.05
STANLEY WORKS N 3/31/2008 23,465 3/31/2008 47.62 $ 1,117,403.30 SWME SWISS MEDICA INC Y 151
3/31/2008 1,810,102 3/31/2008 0.00 $
1,810.10 SWMX SWMX, Inc. Common Stock Y 21
3/31/2008 265,051
3/31/2008 - $ - SWN SOUTHWESTERN ENERGY CO (DELAWA N 3/31/2008 695,946 3/31/2008 33.69 $ 23,446,420.74 SWPC SOLARBROOK WATER AND POWER COR N 3/31/2008 485,000 3/31/2008 0.00 $ 2,037.00 SWRAY SWIRE PACIFIC LTD CL-A SP ADR Y 5
12,068 3/31/2008 11.45 $ 138,178.60 SWRI SEAWRIGHT HOLDINGS INC Y 45
3/31/2008 22,446
3/31/2008 0.16 $
3,591.36 SWTS SWEET SUCCESS ENTERPRISES INC Y 161
3/31/2008 806,173
3/31/2008 0.01 $
8,061.73 SWVC SEAWAY VALLEY CAPITAL CORPORAT Y 85
3/31/2008 100,005
3/31/2008 0.01 $
620.03 SWWC SOUTHWEST WATER CO Y 5
123,948 3/31/2008 11.07 $ 1,372,104.36 SWYDF STORNOWAY DIAMOND CORPORATION Y 20
3/31/2008 1,950,001 3/31/2008 0.46 $
897,000.46 SXEYF SAXON ENERGY SERVICES INC (CAN Y 13
3/31/2008 15,300
3/31/2008 5.74 $
87,822.00 SY SYBASE INC N 3/31/2008 292,304 3/31/2008 26.30 $ 7,687,595.20 SYBD SYNTHETIC BLOOD INTL INC Y 7
413,874 3/31/2008 0.91 $ 376,625.34 SYBT S.Y. BANCORP,INC Y 22
3/31/2008 40,861
3/31/2008 23.24 $ 949,609.64
Syndication, Inc. Common Stock Y 113
3/31/2008 16,015,253 3/31/2008 0.00
$ 9,609.15 SYMD SYNTHEMED INC N 3/31/2008 16,632 3/31/2008 0.37 $ 6,153.84 SYMW Sympowerco Corporation Common N 3/31/2008 10,902 3/31/2008 0.04 $ 403.37
SYNA SYNAPTICS INCORPORATED Y 20
3/31/2008 289,650
3/31/2008 23.88 $ 6,916,842.00
SYNBIOTICS CORP NEW N 3/31/2008 12,463 3/31/2008 0.14 $ 1,682.51 SYNMZ SYNTROLEUM CORP WT EXP 05/26/2 Y 91
3/31/2008 85,400
3/31/2008 0.11 $
9,394.00 SYNT SYNTEL INC N 3/31/2008 100,017 3/31/2008 26.65 $ 2,665,453.05 SYS SYS
Y 38
3/31/2008 11,321
3/31/2008 2.15 $
24,340.15 SYT SYNGENTA AG ADS (1/5 ORD) N 3/31/2008 27,038 3/31/2008 58.51 $ 1,581,993.38 SYUT SYNUTRA INTERNATIONAL, INC. N 3/31/2008 55,411 3/31/2008 31.25 $ 1,731,593.75 T AT&T INC. COM N 3/31/2008 372,814 3/31/2008 38.30 $ 14,278,776.20 TADF TACTICAL AIR DEFENSE SERVICES, N 3/31/2008 14,956 3/31/2008 0.04 $ 598.24
SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 65
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