Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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CNB COLONIAL BANCGROUP INC Y 9
10,463 3/31/2008 9.63 $ 100,758.69 CNBBP COLONIAL BANCGROUP, INC. (THE) Y 9
695,860 3/31/2008 21.25 $ 14,787,025.00 CNCT 180 CONNECT INC COM STK (DE) Y 10
3/31/2008 18,970
3/31/2008 1.15 $
21,815.50 CNEH CHINA NORTH EAST PETROLEUM HLD Y 34
3/31/2008 17,811
3/31/2008 2.52 $
44,883.72 CNET CNET NETWORKS INC N 3/31/2008 324,660 3/31/2008 7.10 $ 2,305,086.00 CNFRF Cadan Resources Corporation Or N 3/31/2008 50,000 3/31/2008 0.17 $ 8,500.00 CNGJ Canam Energy Inc. Common Stock Y 12
3/31/2008 54,840
3/31/2008 0.00 $
159.04 CNH CNH GLOBAL N.V. (NEW) Y 12
3/31/2008 129,663
3/31/2008 52.03 $ 6,746,365.89
CINEMARK HLDGS INC (DE) Y 13
3/31/2008 64,394
3/31/2008 12.79 $ 823,599.26
Cinemaya Media Group Inc. Comm Y 79
3/31/2008 30,373
3/31/2008 0.03 $
759.33 CNQ CANADIAN NATURAL RESOURCES LTD N 3/31/2008 33,349 3/31/2008 68.26 $ 2,276,402.74 CNQR CONCUR TECHNOLOGIES INC N 3/31/2008 28,866 3/31/2008 31.05 $ 896,289.30 CNR CANARGO ENERGY CORP Y 17
3/31/2008 62,056
3/31/2008 0.35 $
21,719.60 CNS COHEN & STEERS INC Y 19
3/31/2008 134,687
3/31/2008 26.49 $ 3,567,858.63
CenterStaging Corp. Common Sto N 3/31/2008 112,450 2/21/2008 0.01 $ 1,124.50 CNSJ CHINA SHUANGJI CEMENT LTD COMM N 3/31/2008 23,833 3/31/2008 0.48 $ 11,439.84 CNSO N 3/31/2008 14,173 3/31/2008 1.01 $ 14,314.73 CNUV China Nuvo Solar Energy, Inc. N 3/31/2008 55,838 3/31/2008 0.06 $ 3,071.09 CNVR CONVERA CORPORATION CL A Y 15
3/31/2008 11,929
3/31/2008 1.70 $
20,279.30 CNWI Cardiac Network, Inc. Common S Y 54
3/31/2008 12,000
3/31/2008 0.55 $
6,600.00 CNXT CONEXANT SYSTEMS INC Y 5
1,800,793 3/31/2008 0.58 $ 1,044,279.86 CNY MORGAN STANLEY MARKET VECTORS N 3/31/2008 101,376 3/31/2008 40.39 $ 4,094,576.64 COBZ COBIZ FINANCIAL INC (CO) N 3/31/2008 37,068 3/31/2008 13.02 $ 482,625.36 COF CAPITAL ONE FINANCIAL CORP N 3/31/2008 56,232 3/31/2008 49.22 $ 2,767,739.04 COGL CHEETAH OIL & GAS LTD Y 8
20,000 3/31/2008 0.06 $ 1,200.00 COGT COGENT INC N 3/31/2008 65,794 3/31/2008 9.43 $ 620,437.42 COIB COMPUTERIZED THERMAL IMAGING N 3/31/2008 36,290 3/31/2008 0.01 $ 362.90
COIN CONVERTED ORGANICS INC COM STK Y 90
3/31/2008 157,795
3/31/2008 10.50 $ 1,656,847.50
CONVERTED ORGANICS INC CL A WT Y 59
3/31/2008 14,515
3/31/2008 6.62 $
96,089.30 COLM COLUMBIA SPORTSWEAR CO Y 19
3/31/2008 151,641
3/31/2008 44.03 $ 6,676,753.23
15
Mark-to-Market Value of FTDs on March 31, 2008 702
703 704
705 706
707 708
709 710
711 712
713 714
715 716
717 718
719 720
721 722
723 724
725 726
727 728
729 730
731 732
733 734
735 736
737 738
739 740
741 742
743 744
745 746
747 748
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE COMV COMVERGE, INC. COM Y 31
3/31/2008 275,130
3/31/2008 10.33 $ 2,842,092.90
CONNS INC Y 229
3/31/2008 1,185,654 3/31/2008 16.31 $ 19,338,016.74
COOPER COS INC (THE) NEW N 3/31/2008 29,717 3/31/2008 34.43 $ 1,023,156.31 COOL MAJESCO HOLDINGS ENTERTAINMENT Y 62
3/31/2008 20,000
3/31/2008 1.15 $
23,002.00 COPI COMPLIANCE SYS CORP COM STK (N Y 43
3/31/2008 430,225
3/31/2008 0.03 $
12,476.53 COPY COPYTELE INC N 3/31/2008 45,663 3/31/2008 0.87 $ 39,726.81 CORE CORE MARK HLDG INC N 3/31/2008 16,612 3/31/2008 28.74 $ 477,428.88 CORG CORDIA CORP Y 30
3/31/2008 13,527
3/31/2008 0.52 $
7,034.04 CORS CORUS BANKSHARES INC Y 329
3/31/2008 742,522
3/31/2008 9.73 $
7,224,739.06 COT COTT CORP (F) N 3/31/2008 21,526 3/31/2008 3.51 $ 75,556.26 CP CANADIAN PACIFIC RAILWAY LTD N 3/31/2008 29,695 3/31/2008 64.29 $ 1,909,091.55 CPBY China Public Security Technolo N 3/31/2008 101,314 3/31/2008 5.35 $ 542,029.90 CPCF C P C OF AMERICA INC N 3/31/2008 35,777 3/31/2008 8.05 $ 288,004.85 CPEU CHAPEAU INC N 3/31/2008 71,476 3/31/2008 1.15 $ 82,197.40 CPHI China Pharma Holdings, Inc. Co Y 35
3/31/2008 31,168
3/31/2008 2.30 $
71,686.40 CPII CPI INTERNATIONAL INC COM STK N 3/31/2008 17,300 3/31/2008 9.92 $ 171,616.00 CPL CPFL ENERGIA S.A. Y 68
3/31/2008 47,806
3/31/2008 60.98 $ 2,915,209.88
COMPLETE MANAGEMENT INC N 3/31/2008 16,980 3/31/2008 - $
CPN CALPINE CORPORATION COMMON STO Y 144
3/31/2008 79,947
3/31/2008 18.42 $ 1,472,623.74
CommercePlanet, Inc. Common St Y 39
3/31/2008 49,740
3/31/2008 0.20 $
9,943.03 CPNO COPANO ENERGY, L.L.C. REPSNTG Y 5
27,882 3/31/2008 34.19 $ 953,285.58 CPQRF CANPLATS RESOURCES CORP N 3/31/2008 97,404 3/31/2008 3.31 $ 322,407.24 CPRF CITIGROUP CAP XIX ENHANCED TRU N 3/31/2008 22,703 3/31/2008 22.98 $ 521,714.94 CPRG CITIGROUP CAP XX ENHANCED TR P N 3/31/2008 26,720 3/31/2008 24.75 $ 661,320.00 CPRK COPPER KING MINING CORP COM ST N 3/31/2008 13,088 3/31/2008 0.05 $ 693.66
CPRO CITIGROUP CAP XIV 6.875% GTD E N 3/31/2008 45,496 3/31/2008 22.25 $ 1,012,286.00 CPRP CITIGROUP INC DEP SHS REPSTG 1 N 3/31/2008 200,000 2/7/2008 26.12 $ 5,224,000.00 CPRQ CITIGROUP CAP XI CAP SECS TRUP N 3/31/2008 17,123 3/31/2008 19.64 $ 336,295.72 CPRU CITIGROUP CAP XV ENHANCED TR P N 3/31/2008 29,210 3/31/2008 20.86 $ 609,320.60 CPRZ CITIGROUP CAP 6.950% SECS (TRU N 3/31/2008 48,731 3/31/2008 21.85 $ 1,064,772.35 CPSL CHINA PRECISION STEEL, INC. CO Y 69
3/31/2008 227,475
3/31/2008 3.74 $
850,756.50 CPST CAPSTONE TURBINE CORP Y 86
3/31/2008 91,521
3/31/2008 2.12 $
194,024.52 CPT CAMDEN PROPERTY TRUST SBI N 3/31/2008 122,301 3/31/2008 50.20 $ 6,139,510.20 CPTC COMPOSITE TECH CORP Y 5
186,527 3/31/2008 0.83 $ 154,817.41 CPTH CRITICAL PATH INC NEW Y 74
3/31/2008 59,994
3/31/2008 0.10 $
5,759.42 CPTS CONCEPTUS INC N 3/31/2008 34,732 3/31/2008 18.56 $ 644,625.92 CPWM COST PLUS INC (OAKLAND,CA) Y 35
3/31/2008 24,511
3/31/2008 3.35 $
82,111.85 CQB CHIQUITA BRANDS INTL (NEW) N 3/31/2008 51,022 3/31/2008 23.11 $ 1,179,118.42 CRCUF CANARC RESOURCES CORP (F) Y 48
3/31/2008 46,338
3/31/2008 0.26 $
11,955.20 CRDAF CORONADO RESOURCES LTD (CDA) Y 20
3/31/2008 11,501
3/31/2008 0.60 $
6,900.60 CRDB CRAWFORD & COMPANY CLASS-B N 3/31/2008 77,459 3/31/2008 5.25 $ 406,659.75 CREAF CREATIVE TECHNOLOGY LTD (ORD) Y 7
16,589 3/31/2008 4.30 $ 71,332.70 CREE CREE INC Y 271
3/31/2008 2,017,515 3/31/2008 27.96 $ 56,409,719.40
China Recycling Energy Corpora N 3/31/2008 30,439 3/31/2008 1.45 $ 44,136.55 CRF CORNERSTONE TOTAL RETURN FUND, Y 479
3/31/2008 18,735
3/31/2008 10.94 $ 204,960.90
Carefree Group, Inc. Common St N 3/31/2008 18,450 3/31/2008 0.15 $ 2,767.50 CRGN CURAGEN CORP Y 17
3/31/2008 23,625
3/31/2008 0.80 $
18,900.00 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 16
Mark-to-Market Value of FTDs on March 31, 2008 749
750 751
752 753
754 755
756 757
758 759
760 761
762 763
764 765
766 767
768 769
770 771
772 773
774 775
776 777
778 779
780 781
782 783
784 785
786 787
788 789
790 791
792 793
794 795
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE CRGO CARGO CONNECTION LOGISTICS HOL Y 80
3/31/2008 25,599,900 3/31/2008 0.00
$ 12,799.95 CRME CARDIOME PHARMA CORPORATION-NE Y 7
157,900 3/31/2008 8.40 $ 1,326,360.00 CRMXF CREAM MINERALS LTD N 3/31/2008 25,000 3/31/2008 0.38 $ 9,475.00 CRNT CERAGON NETWORKS LTD N 3/31/2008 48,842 3/31/2008 9.45 $ 461,556.90 CROX CROCS INC Y 199
3/31/2008 176,498
3/31/2008 17.47 $ 3,083,420.06
CARBO CERAMICS INC Y 5
27,468 3/31/2008 40.10 $ 1,101,466.80 CRTCF CURRENT TECHNOLOGY CORP N 3/31/2008 32,616 3/31/2008 0.22 $ 7,175.52 CRTP China Ritar Power Corp. Common Y 24
3/31/2008 113,189
3/31/2008 2.70 $
305,610.30 CRUCF Colibri Resource Corp Ordinary N 3/31/2008 35,000 3/31/2008 0.19 $ 6,475.00 CRWN CROWN MEDIA HOLDINGS INC CL-A N 3/31/2008 157,064 3/31/2008 5.17 $ 812,020.88 CRXL CRUCELL N.V. ADS Y 6
10,852 3/31/2008 15.41 $ 167,229.32 CRXX COMBINATORX INC Y 17
3/31/2008 56,059
3/31/2008 3.44 $
192,842.96 CRZ CRYSTAL RIVER CAPITAL, INC. CO Y 97
3/31/2008 280,693
3/31/2008 8.93 $
2,506,588.49 CSCE CASCADE ENERGY INC COM Y 93
3/31/2008 43,924
3/31/2008 0.00 $
39.53 CSDP COURTSIDE PRODUCTS INC N 3/31/2008 10,001 3/27/2008 - $
CSE CAPITALSOURCE INC N 3/31/2008 1,240,582 3/31/2008 9.67 $ 11,996,427.94 CSGP COSTAR GROUP INC N 3/31/2008 16,919 3/31/2008 43.00 $ 727,517.00 CSHD Conversion Solutions Holdings Y 96
3/31/2008 10,233
3/31/2008 0.00 $
20.47 CSIQ CANADIAN SOLAR INC. COM Y 192
3/31/2008 410,120
3/31/2008 20.90 $ 8,571,508.00
LEHMAN 1-3 YR CR BD FD ISHARES Y 97
3/31/2008 57,932
3/31/2008 103.12 $ 5,973,947.84
CITY NETWORKS INC Y 77
3/31/2008 2,309,400 3/31/2008 0.00 $
1,847.52 CSOL China Solar & Clean Energy Sol Y 49
3/31/2008 40,447
3/31/2008 1.95 $
78,871.65 CSR CHINA SECURITY & SURVEILLANCE Y 21
3/31/2008 126,341
3/31/2008 17.75 $ 2,242,552.75
CASPAIN SERVICES, INC. Y 11
3/31/2008 35,500
3/31/2008 2.25 $
79,875.00 CSTM CLEAN SYSTEMS TECH N 3/31/2008 19,022 3/31/2008 0.01 $ 95.11
CSUH CELSIUS HOLDINGS, INC. COMMON Y 35
3/31/2008 26,128
3/31/2008 0.11 $
2,874.08 CSUN CHINA SUNERGY CO LTD ADS (CAYM Y 138
3/31/2008 347,104
3/31/2008 7.30 $
2,533,859.20 CSX CSX CORP N 3/31/2008 169,450 3/31/2008 56.07 $ 9,501,061.50 CT CAPITAL TRUST, INC. CL-A Y 78
3/31/2008 172,573
3/31/2008 26.95 $ 4,650,842.35
COOPER TIRE & RUBBER CO Y 48
3/31/2008 50,053
3/31/2008 14.97 $ 749,293.41
Y 115
3/31/2008 1,482,453 3/31/2008 0.06 $
84,499.82 CTBK CITY BANK (WA) N 3/31/2008 23,129 3/31/2008 22.27 $ 515,082.83 CTCT CONSTANT CONTACT, INC COM Y 39
3/31/2008 86,331
3/31/2008 14.48 $ 1,250,072.88
CHINA TECHNOLOGY DEVELOPMENT G Y 261
3/31/2008 13,130
3/31/2008 4.21 $
55,277.30 CTGI CSMG Technologies, Inc. Common Y 8
104,793 3/31/2008 1.58 $ 165,572.94 CTHH CATCHER HOLDINGS, INC. Y 148
3/31/2008 659,293
3/31/2008 0.16 $
105,486.88 CTHR CHARLES & COLVARD LTD Y 60
3/31/2008 13,098
3/31/2008 1.23 $
16,110.54 CTIC CELL THERAPEUTICS, INC. COM Y 407
3/31/2008 109,761
3/31/2008 0.66 $
72,442.26 CTLUF CATALYST PAPER CORPORATION ORD N 3/31/2008 262,737 3/31/2008 0.91 $ 239,484.78 CTMHF CENTRASIA MINING CORP (CDA) Y 44
3/31/2008 12,340
3/28/2008 0.45 $
5,553.00 CTNXF CORNERSTONE CAPITAL RES INC OR N 3/31/2008 19,914 3/31/2008 0.29 $ 5,775.06 CTO CONSOLIDATED TOMOKA LAND CO N 3/31/2008 28,736 3/31/2008 56.05 $ 1,610,652.80 CTRN CITI TRENDS, INC. Y 18
3/31/2008 42,122
3/31/2008 18.45 $ 777,150.90
CITYVIEW CORP LTD ORD N 3/31/2008 43,341 3/31/2008 0.11 $ 4,550.81 CTX CENTEX CORP COM STK N 3/31/2008 39,918 3/31/2008 24.21 $ 966,414.78 CUZ COUSINS PROPERTIES INC Y 65
3/31/2008 584,954
3/31/2008 24.71 $ 14,454,213.34
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