Memorandum to: File No. S7-20-08; Securities Exchange Act Release No. 58190 from
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BPFH BOSTON PRIVATE FINL HLDGS INC Y 5
18,652 3/31/2008 10.59 $ 197,524.68 BPL BUCKEYE PARTNERS L.P. INT UNIT N 3/31/2008 35,985 3/31/2008 46.10 $ 1,658,908.50 BPMA Benda Pharmaceutical, Inc. Com Y 16
3/31/2008 62,579
3/31/2008 0.30 $
18,773.70 BPO BROOKFIELD PROPERTIES CORP N 3/31/2008 17,070 3/31/2008 19.31 $ 329,621.70 BPOP POPULAR INC N 3/31/2008 141,331 3/31/2008 11.66 $ 1,647,919.46 BPOPM POPULAR, INC. POPULAR CAP TR I N 3/31/2008 13,177 3/31/2008 23.00 $ 303,071.00 BPOPN POPULAR CAP TR I CUM MTHY ICM N 3/31/2008 15,709 3/31/2008 25.00 $ 392,725.00 BPOPO POPULAR INC PFD CL A 6.375% SE N 3/31/2008 12,777 3/31/2008 24.50 $ 313,036.50 BPT BP PRUDHOE BAY ROYALTY TR Y 199
3/31/2008 35,355
3/31/2008 93.37 $ 3,301,096.35
BIOPURE CORPORATION CLA (NEW) Y 65
3/31/2008 29,360
3/31/2008 0.50 $
14,680.00 BPYT Bioponic Phytoceuticals Inc Co N 3/31/2008 15,876 3/31/2008 0.05 $ 793.80
BQI OILSANDS QUEST INC COM STK N 3/31/2008 532,253 3/31/2008 3.94 $ 2,097,076.82 BRCM BROADCOM CORP CL-A N 3/31/2008 17,309 3/31/2008 19.27 $ 333,544.43 BRCR Brooke Credit Corporation Comm Y 8
21,182 3/31/2008 2.35 $ 49,777.70 BRF BLACKROCK FL INSD MUNI 2008 TR N 3/31/2008 26,476 3/31/2008 14.66 $ 388,138.16 BRGYY BG GROUP PLC ADS(RP 5 ORD SHS) Y 7
168,861 3/31/2008 115.70 $ 19,537,217.70 BRL BARR PHARMACEUTICALS, INC. N 3/31/2008 12,701 3/31/2008 48.31 $ 613,585.31 BRLC SYNTAX-BRILLIAN CORPORATION Y 447
3/31/2008 1,334,719 3/31/2008 0.98 $
1,308,024.62 BRT BRT REALTY TRUST SBI Y 9
45,892 3/31/2008 14.01 $ 642,946.92 BRVO BRAVO! BRANDS INC. COM Y 74
3/31/2008 355,482
3/31/2008 0.00 $
213.29 BSBLQ SCORE BOARD INC Y 12
3/31/2008 11,900
3/31/2008 - $ - BSC BEAR STEARNS COMPANIES INC Y 34
3/31/2008 4,677,810 3/31/2008 10.49 $ 49,070,226.90
BIG SCREEN ENTERTAINMENT GROUP N 3/31/2008 10,995 3/31/2008 0.04 $ 439.80
BSHF Bioshaft Water Technology, Inc N 3/31/2008 12,422 3/31/2008 1.69 $ 20,993.18 BSKO BIG SKY ENERGY CORPORATION Y 16
3/31/2008 103,604
3/31/2008 0.05 $
5,387.41 BSML BSML INC. COM STK Y 64
3/31/2008 24,303
3/31/2008 0.32 $
7,776.96 BSMZF BSM Technologies Inc Ordinary N 3/31/2008 10,635 3/31/2008 0.07 $ 744.45
BSRC BioSolar, Inc. Common Stock N 3/31/2008 44,101 3/31/2008 0.48 $ 21,168.48 BSRR SIERRA BANCORP Y 64
3/31/2008 101,978
3/31/2008 21.61 $ 2,203,744.58
VANGUARD BD INDEX FD INC SHORT Y 127
3/31/2008 33,228
3/31/2008 79.03 $ 2,626,008.84
BOSTON SCIENTIFIC CORP N 3/31/2008 11,133 3/31/2008 12.87 $ 143,281.71 BTA BLACKROCK LONG TERM MUNI ADVAN Y 51
3/31/2008 12,554
3/31/2008 11.29 $ 141,734.66
COMMUNITY BANKERS ACQUISTION C Y 7
18,984 3/31/2008 7.52 $ 142,759.68 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 10
Mark-to-Market Value of FTDs on March 31, 2008 467
468 469
470 471
472 473
474 475
476 477
478 479
480 481
482 483
484 485
486 487
488 489
490 491
492 493
494 495
496 497
498 499
500 501
502 503
504 505
506 507
508 509
510 511
512 513
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE BTE BAYTEX ENERGY TRUST TR UNIT N 3/31/2008 121,235 3/31/2008 22.16 $ 2,686,567.60 BTO JOHN HANCOCK BK&THRIFT OPP FD N 3/31/2008 20,742 3/31/2008 5.84 $ 121,133.28 BTQNF BIOTEQ ENVIRONMENTAL TECH CDA Y 56
3/31/2008 23,800
3/31/2008 3.19 $
75,995.78 BTR MERRILL LYNCH & CO INC ACC RET N 3/31/2008 10,452 3/31/2008 8.90 $ 93,022.80 BTRNQ BIOTRANSPLANT INC N 3/31/2008 117,140 3/31/2008 0.01 $ 937.12
BTRX BARRIER THERAPEUTICS INC N 3/31/2008 19,580 3/31/2008 3.41 $ 66,767.80 BTSR BRIGHTSTAR INFORMT TECH GR INC N 3/31/2008 89,661 3/31/2008 - $
BUCA BUCA INC N 3/31/2008 249,314 3/31/2008 0.65 $ 162,054.10 BUD ANHEUSER BUSCH COS INC N 3/31/2008 161,220 3/31/2008 47.45 $ 7,649,889.00 BUF MINRAD INT'L INC. Y 64
3/31/2008 315,804
3/31/2008 2.35 $
742,139.40 BUNM BURNED MEDIA LTD Y 193
3/31/2008 1,291,975 3/31/2008 0.00 $
129.20 BUSE FIRST BUSEY CORP Y 48
3/31/2008 314,079
3/31/2008 21.12 $ 6,633,348.48
Beverage Creations Inc Common Y 32
3/31/2008 193,871
3/31/2008 0.10 $
19,387.10 BVSN BROADVISION INC COM NEW Y 78
3/31/2008 17,475
3/31/2008 1.14 $
19,921.50 BVTI BIOVEST INTL INC N 3/31/2008 11,481 3/31/2008 0.60 $ 6,888.60 BWEN Broadwind Energy, Inc. Common Y 4
18,903 3/31/2008 10.55 $ 199,426.65 BWLD BUFFALO WILD WINGS INC Y 32
3/31/2008 58,823
3/31/2008 24.50 $ 1,441,163.50
Blackwater Midstream Corp. Com N 3/31/2008 11,181 3/31/2008 1.93 $ 21,579.33 BWP BOARDWALK PIPELINE PARTNERS, L Y 13
3/31/2008 59,936
3/31/2008 24.61 $ 1,475,024.96
BASIN WATER INC COM STK Y 129
3/31/2008 353,396
3/31/2008 5.74 $
2,028,493.04 BWX SPDR SER TR LEH INTL TREAS BD Y 73
3/31/2008 199,790
3/31/2008 57.96 $ 11,579,828.40
THE BLACKSTONE GROUP L.P. COM N 3/31/2008 664,344 3/31/2008 15.88 $ 10,549,782.72 BXC BLUELINX HOLDINGS INC. Y 37
3/31/2008 254,210
3/31/2008 5.09 $
1,293,928.90 BXG BLUEGREEN CORP N 3/31/2008 15,896 3/31/2008 6.70 $ 106,503.20 BXSPRA BANCORPSOUTH CAPITAL TR I PFD N 3/31/2008 12,868 3/31/2008 24.87 $ 320,027.16 BXT MERRILL LYNCH & CO INC CALL ST Y 44
3/31/2008 32,429
3/31/2008 24.30 $ 788,024.70
BUFFALO GOLD LTD N 3/31/2008 115,049 3/31/2008 0.35 $ 39,691.91 BYD BOYD GAMING CORP N 3/31/2008 68,368 3/31/2008 20.00 $ 1,367,360.00 BZ BOISE INC COM STK (DE) N 3/31/2008 167,772 3/31/2008 6.40 $ 1,073,740.80 BZH BEAZER HOMES USA INC Y 230
3/31/2008 735,432
3/31/2008 9.45 $
6,949,832.40 BZP BPZ RESOURCES INC COM STK Y 50
3/31/2008 187,204
3/31/2008 21.73 $ 4,067,942.92
CITIGROUP N 3/31/2008 744,028 3/31/2008 21.42 $ 15,937,079.76 CAB CABELA'S INCORPORATED Y 226
3/31/2008 457,455
3/31/2008 14.16 $ 6,477,562.80
CASCADE BANCORP Y 82
3/31/2008 249,488
3/31/2008 9.56 $
2,385,105.28 CACC CREDIT ACCEPTANCE CORP (MICH) N 3/31/2008 37,704 3/31/2008 15.53 $ 585,543.12 CACH CACHE INC N 3/31/2008 42,794 3/31/2008 11.29 $ 483,144.26 CADX CADENCE PHARMACEUTICALS, INC C Y 13
3/31/2008 98,898
3/31/2008 5.95 $
588,443.10 CAI N 3/31/2008 31,140 3/31/2008 45.55 $ 1,418,427.00 CAIGY ELETROBRAS CENTRAIS ADR (PRF) Y 96
3/31/2008 16,009
3/31/2008 14.45 $ 231,330.05
CANON INC ADS (1 SH COM) N 3/31/2008 113,666 3/31/2008 46.37 $ 5,270,692.42 CAKE CHEESECAKE FACTORY INC N 3/31/2008 73,102 3/31/2008 21.79 $ 1,592,892.58 CALD CALLIDUS SOFTWARE INC N 3/31/2008 34,080 3/31/2008 4.81 $ 163,924.80 CALM CAL-MAINE FOODS INC Y 286
3/31/2008 859,328
3/31/2008 33.38 $ 28,684,368.64
CALIPER LIFE SCIENCES INC N 3/31/2008 41,123 3/31/2008 3.75 $ 154,211.25 CALVF CALEDONIA MINING CORP N 3/31/2008 928,289 3/31/2008 0.17 $ 161,522.29 CANUY COMP ANONIMA NAC TEL VENEZUELA N 3/31/2008 28,089 4/21/2008 15.00 $ 421,335.00 CAO CSK AUTO CORP Y 9
25,383 3/31/2008 9.31 $ 236,315.73 SOURCE: SEC FOIA Office, Bloomberg, CSI Data, FinancialContent, MarketWatch and Dow Jones. 11
Mark-to-Market Value of FTDs on March 31, 2008 514
515 516
517 518
519 520
521 522
523 524
525 526
527 528
529 530
531 532
533 534
535 536
537 538
539 540
541 542
543 544
545 546
547 548
549 550
551 552
553 554
555 556
557 558
559 560
SYMBOL DESCRIPTION THRESHOLD SECURITY? TOTAL THRESHOLD DAYS SETTLEMENT DATE FTDs TRADE DATE PRICE FTDs*PRICE CARN CARRINGTON LABORATORIES INC Y 54
3/31/2008 13,894
3/31/2008 0.54 $
7,502.76 CASS CASS INFORMATION SYSTEMS INC N 3/31/2008 47,012 3/31/2008 31.56 $ 1,483,698.72 CASY CASEYS GENERAL STORES INC N 3/31/2008 15,852 3/31/2008 22.60 $ 358,255.20 CATY CATHAY GENERAL BANCORP I N 3/31/2008 172,189 3/31/2008 20.73 $ 3,569,477.97 CAVM CAVIUM NETWORKS, INC (DELAWARE Y 6
23,365 3/31/2008 16.40 $ 383,186.00 CBAK CHINA BAK BATTERY, INC Y 77
3/31/2008 146,759
3/31/2008 3.77 $
553,281.43 CBBD China Broadband, Inc. Common S N 3/31/2008 13,397 3/31/2008 1.00 $ 13,397.00 CBC CAPITOL BANCORP LTD Y 8
66,600 3/31/2008 21.14 $ 1,407,924.00 CBD COMPANHIA BRAS DISTRB ADS (2 P N 3/31/2008 11,945 3/31/2008 40.94 $ 489,028.30 CBE COOPER INDUSTRIES LTD N 3/31/2008 33,001 3/31/2008 40.15 $ 1,324,990.15 CBF Y 7
73,418 3/31/2008 4.03 $ 295,874.54 CBH COMMERCE BANCORP INC. Y 13
3/31/2008 1,896,314 3/31/2008 35.00 $ 66,370,990.00
CENTENNIAL BANK HOLDINGS, INC. Y 7
60,602 3/31/2008 6.28 $ 380,580.56 CBLI CLEVELAND BIOLABS INC COM STK Y 196
3/31/2008 89,099
3/31/2008 4.07 $
362,632.93 CBLRF CAMPBELL RESOURCES INC NEW Y 5
12,006 3/31/2008 0.13 $ 1,500.75 CBMC CALYPTE BIOMEDICAL CORP NEW N 3/31/2008 459,427 3/31/2008 0.08 $ 36,754.16 CBMLF COLUMBIA METALS CORP LTD (F) N 3/31/2008 70,000 3/31/2008 0.17 $ 11,795.00 CBON COMMUNITIY BANCORP N 3/31/2008 47,582 3/31/2008 13.56 $ 645,211.92 CBPC CHINA BIOPHARMA INC CORP COM Y 131
3/31/2008 2,269,211 3/31/2008 0.00 $
10,211.45 CBPO CHINA BIOLOGIC PRODUCTS INC CO Y 22
3/31/2008 16,880
3/31/2008 3.30 $
55,704.00 CBRE CALIBRE ENERGY INC Y 35
3/31/2008 50,822
3/31/2008 0.05 $
2,439.46 CBRSF CHAMPION BEAR RES LTD N 3/31/2008 19,500 3/31/2008 0.60 $ 11,700.00 CBRX COLUMBIA LABORATORIE INC Y 28
3/31/2008 113,506
3/31/2008 2.13 $
241,767.78 CBS CBS CORPORATION CLASS B COM NE N 3/31/2008 60,107 3/31/2008 22.08 $ 1,327,162.56 CC CIRCUIT CITY STORES, INC. Y 22
3/31/2008 1,699,985 3/31/2008 3.98 $
6,765,940.30 CCBEF CLEARLY CANADIAN BEVERAGE CORP Y 182
3/31/2008 80,583
3/31/2008 1.26 $
101,534.58 CCBG CAPITAL CITY BK GROUP INC Y 79
3/31/2008 84,038
3/31/2008 29.00 $ 2,437,102.00
CALGON CARBON CORP Y 299
3/31/2008 438,486
3/31/2008 15.05 $ 6,599,214.30
COCA-COLA ENTERPRISES INC. N 3/31/2008 34,218 3/31/2008 24.20 $ 828,075.60 CCL CARNIVAL CORPORATION (PAIRED S N 3/31/2008 169,509 3/31/2008 40.48 $ 6,861,724.32 CCNI Command Center, Inc. Common St Y 18
3/31/2008 19,955
3/31/2008 0.80 $
15,964.00 CCOI COGENT COMMUNICATIONS GROUP IN N 3/31/2008 150,624 3/31/2008 18.31 $ 2,757,925.44 CCRT COMPUCREDIT CORP Y 154
3/31/2008 1,203,716 3/31/2008 8.87 $
10,676,960.92 CCSLF CRITICALCONTROL SOLUTIONS CORP N 3/31/2008 12,500 3/31/2008 0.12 $ 1,500.00 CCT COMCAST CORPORATION NOTE DUE 0 Y 7
50,267 3/31/2008 24.57 $ 1,235,060.19 CCTC Clean Coal Technologies, Inc. Y 84
3/31/2008 24,187
3/31/2008 2.25 $
54,420.75 CCU CLEAR CHANNEL COMMUNICTNS INC N 3/31/2008 77,521 3/31/2008 29.22 $ 2,265,163.62 CCWD Church & Crawford, Inc. Common N 3/31/2008 98,256 3/31/2008 0.00 $ 98.26
CCYG CellCyte Genetics Corporation Y 10
3/31/2008 29,465
3/31/2008 0.35 $
10,165.43 CDCH CERRO DORADO INC N 3/31/2008 48,160 3/31/2008 0.05 $ 2,408.00 CDCI Cardinal Communications, Inc. N 3/31/2008 60,614 3/31/2008 0.00 $ 151.54
CDDRF CORRIDOR RESOURCES INC Y 5
15,400 3/31/2008 6.35 $ 97,719.16 CDE COEUR D-ALENE MINES CORP Y 40
3/31/2008 459,386
3/31/2008 4.04 $
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