Bank accounting and audit

THE MINISTRY OF HIGHER AND SECONDARY SPECIALIZED

EDUCATION OF THE REPUBLIC OF UZBEKISTAN
TASHKENT INSTITUTE OF FINANCE
BANKINGFACULTY
“BANK ACCOUNTING AND AUDIT” DEPARTMENT

AKMALOV ALISHER AKMAL O’G’LI
SECURITIES,TRANSACTIONS AND PROSPECTS FOR THEIR

EXPANSION
5230700 – Written in purpose of getting bachelor degree in banking

FINAL QUALIFICATION WORK

“ALLOWED TO PROTECT”	“ALLOWED TO PROTECT”
Dean of the Faculty Candidate of Economic Sciences Saidov R.	Head of department“Bank accounting and audit” Candidate of Economic Sciences UmarovZ.
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signature	signature
“____”___________2019y.	“____”____________2019y.

Adviser: Sen. Teacher OtamurodovH.
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«___» _________ 2019y.

TASHKENT – 2019

OUTLINE

Introduction…………………………………………………………………… 3

CHAPTER 1. PRELIMINARY AND LEGAL FRAMEWORK OF OPERATIONS WITH CONSUMER LEGAL INCOME BANKS ……….. 5

1.1. Theoretical foundations of securities transactions in commercial banks ….. 5

1.2. Legal and regulatory framework of operations with securities in commercial banks…………………………………………………………………………… 12

1.3. Strategies for investment policy management of commercial banks ……... 21

CHAPTER 2. ANALYSIS OF SECURITIES OF COMMERCIAL BANKS IN UZBEKISTAN. …………………………………………………………… 27

2.1. Analysis of securities transactions in commercial bank ………………….. 27

2.2. Current problems on the operations of commercial banks in the securities market and the main directions of the ongoing reforms to address them……… 35
2.3 Foreign experience of operations with securities in bank………………… 44

CHAPTER 3. WAYS OF DEVELOPMENT OF OPERATIONS WITH SECURITIES IN COMMERCAL BANKS OF OUR COUNTRY ……….. 50

3.1. Issues related to improving the operations with securities in commercial banks…………………………………………………………………………….. 50 3.2. Ways to improve securities transactions with commercial banks………….. 56